Investment adviser · CRD 2016

GLICKENHAUS & CO.

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Nov 15, 2012

Regulatory AUM
$1.07B
Form ADV · Item 5.F
Client accounts
509
Accounts, not individual clients
Employees
39
Reported in this filing
Advisory professionals
8
Investment advisory functions

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MILLENNIUM FUND 2005 LLCPrivate Equity Fund · Last reported Nov 15, 2012$35.4MGross asset value
Auditor RSM MCGLADREY INC. - MCGLADREY & PULLEN LLP NEW YORK, New York, United States
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

Fund details & source
Fund ID
805-7106778937
Reported beneficial owners
74
Minimum commitment
$25K
Form D file number
021-77637

Form ADV 680437 · Nov 15, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GLICKENHAUS FUND LPPrivate Equity Fund · Last reported Nov 15, 2012$20.6MGross asset value

Form D fundraising filings

Glickenhaus Fund, LP

Auditor RSM MCGLADREY INC. - MCGLADREY & PULLEN LLP NEW YORK, New York, United States
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

Fund details & source
Fund ID
805-5615642606
Reported beneficial owners
43
Minimum commitment
$250K
Form D file number
021-156866

Form ADV 680437 · Nov 15, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CREST FUND LPPrivate Equity Fund · Last reported Nov 15, 2012$12.6MGross asset value

Form D fundraising filings

CREST FUND L P

Auditor RSM MCGLADREY INC. - MCGLADREY & PULLEN LLP NEW YORK, New York, United States
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

Fund details & source
Fund ID
805-1156689560
Reported beneficial owners
38
Minimum commitment
$250K
Form D file number
021-156922

Form ADV 680437 · Nov 15, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

JUPITER FUND LLCPrivate Equity Fund · Last reported Nov 15, 2012$11.7MGross asset value

Form D fundraising filings

JUPITER FUND LLC

Auditor RSM MCGLADREY INC. - MCGLADREY & PULLEN LLP NEW YORK, New York, United States
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

Fund details & source
Fund ID
805-5867918452
Reported beneficial owners
63
Minimum commitment
$25K
Form D file number
021-156881

Form ADV 680437 · Nov 15, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TRIAD FUND LLCPrivate Equity Fund · Last reported Nov 15, 2012$3.76MGross asset value

Form D fundraising filings

TRIAD FUND LLC

Auditor RSM MCGLADREY INC. - MCGLADREY & PULLEN NEW YORK, New York, United States
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

Fund details & source
Fund ID
805-7266616994
Reported beneficial owners
19
Minimum commitment
$100K
Form D file number
021-156925

Form ADV 680437 · Nov 15, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DELPHI FUNDLiquidity Fund · Last reported Nov 14, 2011$258KGross asset value

Form D fundraising filings

AVADIM HEALTH, INC.

Auditor RSM MCGLADREY INC. - MCGLADREY & PULLEN LLP NEW YORK, New York, United States
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

Fund details & source
Fund ID
805-6819735045
Reported beneficial owners
8
Minimum commitment
$100K
Form D file number
021-280885

Form ADV 590172 · Nov 14, 2011 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Nov 15, 2012. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets

Principal office

546 FIFTH AVENUE, 7TH FLOOR
NEW YORK, NY, 10036-5000, United States

CRD 2016

Filing source

Form ADV 680437 · Nov 15, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.