Form D · Other Investment Fund

JUPITER FUND LLC

New York, NY · CIK 0001165436

Offering snapshot reported Mar 9, 2012 · SEC filing

Reported sold
$11.3M
Offering amount: $50M
Investors reported
65
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Aug 10, 1993
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$6.69M$13.4MMar 16, 2011: $13,374,936.00Mar 16, 2011Mar 9, 2012: $11,318,574.00Mar 9, 2012: $11,318,574.00Mar 9, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 9, 2012Amendment$11,318,574-$2,056,362vs Mar 16, 201165SEC filing
Mar 9, 2012Amendment$11,318,574$0vs Mar 9, 201265SEC filing
Mar 16, 2011Initial$13,374,936No comparison70SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-156881
There are no Sales Commissions or Finders' Fees

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NoneNoneGlickenhaus & Co. · CRD 2016

Source: Form D, filed Mar 9, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

JUPITER FUND LLC

Investment adviser: GLICKENHAUS & CO.

Gross asset value
$11.7M
Beneficial owners
63
ADV minimum commitment
$25K

Reported in Form ADV on Nov 15, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor RSM MCGLADREY INC. - MCGLADREY & PULLEN LLP NEW YORK, New York, United States
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

Filing source

Form ADV 680437 · Nov 15, 2012 · Schedule D 7.B.(1), fund 805-5867918452

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James M Glickenhaus Executive
Seth M Glickenhaus Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
546 Fifth Avenue 7 Th Floor
New York, NY, 10036