Form D · Other

AVADIM HEALTH, INC.

Asheville, NC · CIK 0001614824

Offering snapshot reported Oct 15, 2020 · SEC filing

Reported sold
$117K
Offering amount: $117K
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 27, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$159K$319KJun 23, 2020: $318,750.00Jun 23, 2020Oct 15, 2020: $116,813.00Oct 15, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$318,750 → $116,813

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 15, 2020Amendment$116,813-$201,937vs Jun 23, 20201SEC filing
Jun 23, 2020Initial$318,750No comparison1SEC filing
Feb 6, 2020Initial$66,538No comparison1SEC filing
Jan 17, 2020Initial$30,000No comparison1SEC filing
Jan 17, 2020Initial$35,000No comparison1SEC filing
Jan 17, 2020Initial$9,000No comparison1SEC filing
Oct 8, 2019Initial$339,338No comparison1SEC filing
Oct 8, 2019Initial$1,390,000No comparison1SEC filing
Aug 19, 2019Amendment$24,929,752$3,014,170vs Jan 11, 2019312SEC filing
Aug 16, 2019Initial$24,929,752No comparison312SEC filing
Mar 25, 2019Initial$425,000No comparison1SEC filing
Mar 25, 2019Initial$6,000No comparison1SEC filing
Jan 11, 2019Amendment$21,915,582$2,085,194vs Jul 13, 2018275SEC filing
Jul 13, 2018Amendment$19,830,388$1,333,335vs Jun 15, 2018252SEC filing
Jun 15, 2018Amendment$18,497,053$1,905,326vs Apr 16, 2018234SEC filing
Apr 16, 2018Initial$11,755,300No comparison38SEC filing
Apr 16, 2018Amendment$16,591,727$805,133vs Mar 16, 2018209SEC filing
Mar 16, 2018Amendment$15,786,594$267,957vs Feb 15, 2018198SEC filing
Feb 15, 2018Amendment$15,518,637$1,612,252vs Jan 12, 2018194SEC filing
Jan 12, 2018Amendment$13,906,385$2,873,476vs Dec 19, 2017175SEC filing
Dec 19, 2017Amendment$11,032,909$832,256vs Dec 5, 2017127SEC filing
Dec 5, 2017Amendment$10,200,653$376,011vs Nov 13, 2017120SEC filing
Nov 13, 2017Amendment$9,824,642$1,179,755vs Oct 10, 2017114SEC filing
Oct 12, 2017Initial$8,190No comparison1SEC filing
Oct 12, 2017Initial$7,280No comparison1SEC filing
Oct 10, 2017Amendment$8,644,887$1,319,006vs Aug 23, 2017100SEC filing
Aug 23, 2017Amendment$7,325,881$1,719,708vs Jul 10, 201785SEC filing
Aug 18, 2017Initial$0No comparison2SEC filing
Aug 18, 2017Initial$22,878No comparison1SEC filing
Aug 18, 2017Initial$0No comparison2SEC filing
Aug 18, 2017Initial$0No comparison1SEC filing
Aug 18, 2017Initial$0No comparison1SEC filing
Aug 18, 2017Initial$0No comparison2SEC filing
Jul 10, 2017Amendment$5,606,173$2,113,880vs Jun 6, 201761SEC filing
Jun 27, 2017Amendment$5,377,177$1,884,884vs Jun 6, 201757SEC filing
Jun 6, 2017Amendment$3,492,293$1,463,329vs May 11, 201742SEC filing
May 11, 2017Amendment$2,028,964$354,120vs Apr 13, 201728SEC filing
Apr 13, 2017Amendment$1,674,844$1,086,334vs Apr 3, 201722SEC filing
Apr 3, 2017Initial$588,510No comparison9SEC filing
Mar 17, 2017Initial$17,000No comparison1SEC filing
Feb 16, 2017Initial$684,144No comparison34SEC filing
Feb 16, 2017Initial$6,575No comparison1SEC filing
Feb 10, 2017Initial$1,213,290No comparison30SEC filing
Jan 17, 2017Initial$1,244,324No comparison57SEC filing
Jan 3, 2017Initial$251,154No comparison11SEC filing
Jan 3, 2017Initial$5,168No comparison1SEC filing
Dec 19, 2016Initial$587,214No comparison18SEC filing
Dec 2, 2016Initial$674,016No comparison21SEC filing
Nov 21, 2016Initial$625,740No comparison13SEC filing
Nov 21, 2016Initial$1,541,964No comparison63SEC filing
Nov 21, 2016Initial$1,045,500No comparison6SEC filing
Nov 8, 2016Initial$575,896No comparison22SEC filing
Oct 5, 2016Initial$493,051No comparison15SEC filing
Oct 5, 2016Initial$1,790,716No comparison60SEC filing
Sep 20, 2016Initial$917,490No comparison30SEC filing
Aug 31, 2016Initial$752,335No comparison18SEC filing
Aug 25, 2016Initial$2,126,938No comparison20SEC filing
Aug 12, 2016Initial$405,998No comparison8SEC filing
Aug 12, 2016Initial$1,200,000No comparison1SEC filing
Aug 12, 2016Initial$763,253No comparison15SEC filing
Aug 11, 2016Initial$147,000No comparison7SEC filing
Jun 13, 2016Initial$1,692No comparison1SEC filing
Jun 8, 2016Initial$2,645,140No comparison89SEC filing
Jun 8, 2016Initial$10,000No comparison1SEC filing
May 31, 2016Initial$100,875No comparison2SEC filing
May 31, 2016Initial$2,053,250No comparison83SEC filing
Apr 25, 2016Initial$156,000No comparison4SEC filing
Apr 25, 2016Initial$187,500No comparison1SEC filing
Apr 25, 2016Initial$17,500No comparison1SEC filing
Apr 25, 2016Initial$10,667No comparison1SEC filing
Apr 25, 2016Initial$245,650No comparison12SEC filing
Feb 19, 2016Initial$1,590,380No comparison74SEC filing
Jan 27, 2016Initial$10,000No comparison1SEC filing
Jan 27, 2016Initial$32,000No comparison1SEC filing
Jan 27, 2016Initial$0No comparison7SEC filing
Jan 27, 2016Initial$35,715No comparison1SEC filing
Jan 26, 2016Initial$1,489,200No comparison63SEC filing
Jan 26, 2016Initial$50,000No comparison1SEC filing
Jan 25, 2016Initial$5,238,048No comparison23SEC filing
Jan 22, 2016Initial$1,940,500No comparison79SEC filing
Oct 6, 2015Initial$48,000No comparison3SEC filing
Oct 6, 2015Initial$2,334,750No comparison74SEC filing
Jul 17, 2015Initial$2,165,388No comparison66SEC filing
Apr 7, 2015Initial$1,599,525No comparison43SEC filing
Dec 5, 2014Initial$105,000No comparison1SEC filing
Oct 24, 2014Initial$244,576No comparison8SEC filing
Oct 1, 2014Initial$669,250No comparison38SEC filing
Aug 4, 2014Initial$1,146,446No comparison25SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-369525
Total Offering Amount represents the aggregate deemed issue price of 18,750 shares @ an amended price of $6.23 per share, issued as payment for services.

Source: Form D, filed Oct 15, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DELPHI FUND

Investment adviser: GLICKENHAUS & CO.

Gross asset value
$258K
Beneficial owners
8
ADV minimum commitment
$100K

Reported in Form ADV on Nov 14, 2011. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor RSM MCGLADREY INC. - MCGLADREY & PULLEN LLP NEW YORK, New York, United States
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

Filing source

Form ADV 590172 · Nov 14, 2011 · Schedule D 7.B.(1), fund 805-6819735045

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Dewey Andrew Director
Humberto Antunes Director
Louis Buck Director
Paul Coviello Director
Paul Cox Director, Executive
David Fann Director, Executive
Jb Holeman Director
Ralph Lombardo Executive
Linda Mcgoldrick Director
Joe Mcguire Executive
Charles Owen Director
Karan Rai Director
James Rosati Director
Steve Woody Director, Executive

Issuer details

Industry: Other (See others in industry)

Address:
81 Thompson Street
Asheville, NC, 28803