Form D · Other Investment Fund

CREST FUND L P

New York, NY · CIK 0000911699

Offering snapshot reported Mar 13, 2012 · SEC filing

Reported sold: $13.5M
Investors reported: 50
Minimum accepted: $25K
First sale: Aug 10, 1993

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$18,917,776 → $13,454,239
Reported investors44 → 50

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 13, 2012	Amendment	$13,454,239	-$5,463,537vs Mar 17, 2011	50	SEC filing
Mar 17, 2011	Initial	$18,917,776	No comparison	44	SEC filing
Sep 1, 2006	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-156922

There are no Sales Commissions or Finders' Fees

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
None	None	Glickenhaus & Co. · CRD 2016

Source: Form D, filed Mar 13, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CREST FUND LP

Investment adviser: GLICKENHAUS & CO.

Gross asset value: $12.6M
Beneficial owners: 38
ADV minimum commitment: $250K

Reported in Form ADV on Nov 15, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor RSM MCGLADREY INC. - MCGLADREY & PULLEN LLP NEW YORK, New York, United States

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

Filing source

Form ADV 680437 · Nov 15, 2012 · Schedule D 7.B.(1), fund 805-1156689560

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
James M Glickenhaus	Executive
Seth M Glickenhaus	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

546 Fifth Avenue 7 Th Floor
New York, NY, 10036