Investment adviser · CRD 169484

ECHELON ASSET MANAGEMENT

Investment adviser filing (IA)

ECHELON CAPITAL STRATEGIES, LLC

OAKLAND, CA, United States · Form ADV filed Mar 29, 2019

Regulatory AUM: $14.4M
Client accounts: 3
Employees: 5
Advisory professionals: 1

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	3	$14,392,454	100.0%

Filing source

Form ADV 1303876 · Mar 29, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ECHELON SPECIAL OPPORTUNITIES FUND, L.P.Hedge Fund · Last reported Mar 29, 2019$7.76MGross asset value

Feeder funds

ECHELON SPECIAL OPPORTUNITIES OFFSHORE, L.P.

Fund administrator OPUS FUND SERVICES NAPERVILLE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP SAN FRANCISCO, California, United States

Custodian MILLENNIUM TRUST COMPANY OAK BROOK, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

Fund details & source

Fund ID: 805-3366431207
Reported beneficial owners: 9
Minimum commitment: $500K
Form D file number: 021-203020

Form ADV 1303876 · Mar 29, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ECHELON CAPITAL FUND, L.P.Hedge Fund · Last reported Mar 29, 2019$4.41MGross asset value

Form D fundraising filings

Echelon Capital Fund, L.P.

Fund administrator OPUS FUND SERVICES NAPERVILLE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES LLP PALM BEACH GARDENS, Florida, United States

Custodian MILLENNIUM TRUST COMPANY OAK BROOK, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SPICER JEFFRIES LLP
PCAOB 349

Fund details & source

Fund ID: 805-7210700808
Reported beneficial owners: 70
Minimum commitment: $500K
Form D file number: 021-203020

Form ADV 1303876 · Mar 29, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ECHELON DIVERSIFIED FUND, L.P.Hedge Fund · Last reported Mar 29, 2019$2.23MGross asset value

Form D fundraising filings

Echelon Diversified Fund, L.P.

Fund administrator OPUS FUND SERVICES NAPERVILLE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES LLP PALM BEACH GARDENS, Florida, United States

Custodian MILLENNIUM TRUST COMPANY OAK BROOK, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SPICER JEFFRIES LLP
PCAOB 349

Fund details & source

Fund ID: 805-6161759004
Reported beneficial owners: 39
Minimum commitment: $500K
Form D file number: 021-217869

Form ADV 1303876 · Mar 29, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DIVERSIFIED STAGING FUND LLCHedge Fund · Last reported Mar 30, 2016$7.04MGross asset value

Form D fundraising filings

Diversified Fund Staging LLC

Fund administrator TMF CUSTOM HOUSE FUND SERVICES (USA) LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO SAN FRANCISCO, California, United States

Custodian MILLENNIUM TRUST COMPANY OAK BROOK, Illinois, United States Related to adviser: No

Marketer FORT GHENT BROKERAGE LLC NEW YORK CITY, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

FORT GHENT BROKERAGE LLC
CRD 170803 · SEC 8-69432

Fund details & source

Fund ID: 805-9861993962
Reported beneficial owners: 10
Minimum commitment: $500K
Form D file number: 021-225598

Form ADV 988485 · Mar 30, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2019. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

555 12TH STREET, SUITE 500
OAKLAND, CA, 94607, United States

CRD 169484

Filing source

Form ADV 1303876 · Mar 29, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.