Form D · Other Investment Fund

Diversified Fund Staging LLC

Oakland, CA · CIK 0001620973

Offering snapshot reported May 22, 2015 · SEC filing

Reported sold
$38.6M
Indefinite offering
Investors reported
64
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Aug 1, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$19.3M$38.6MOct 1, 2014: $5,900,000.00Oct 1, 2014May 22, 2015: $38,587,000.00May 22, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$5,900,000 → $38,587,000
  • Reported investors6 → 64

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 22, 2015Amendment$38,587,000$32,687,000vs Oct 1, 201464SEC filing
Oct 1, 2014Initial$5,900,000No comparison6SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-225598

Source: Form D, filed May 22, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DIVERSIFIED STAGING FUND LLC

Investment adviser: ECHELON CAPITAL STRATEGIES, LLC

Gross asset value
$7.04M
Beneficial owners
10
ADV minimum commitment
$500K

Reported in Form ADV on Mar 30, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator TMF CUSTOM HOUSE FUND SERVICES (USA) LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO SAN FRANCISCO, California, United States
Custodian MILLENNIUM TRUST COMPANY OAK BROOK, Illinois, United States Related to adviser: No
Marketer FORT GHENT BROKERAGE LLC NEW YORK CITY, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

FORT GHENT BROKERAGE LLC
CRD 170803 · SEC 8-69432

Filing source

Form ADV 988485 · Mar 30, 2016 · Schedule D 7.B.(1), fund 805-9861993962

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ryan Davis Executive
N/A Echelon Capital Strategies, Llc Promoter
Charles Moldow Executive
Andrew Rudd Executive
Scott Ryles Executive
William Trenchard Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Kaiser Plaza, Suite 1485
Oakland, CA, 94612