Form D · Other Investment Fund

Echelon Diversified Fund, L.P.

Oakland, CA · CIK 0001607987

Offering snapshot reported Jun 6, 2018 · SEC filing

Reported sold
$52.6M
Indefinite offering
Investors reported
118
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
May 1, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$38.3M$76.6MMay 22, 2014: $800,000.00May 22, 2014May 22, 2015: $32,931,160.00May 22, 2015May 23, 2016: $76,556,486.00May 23, 2016Jun 6, 2017: $52,608,748.00Jun 6, 2017Jun 6, 2018: $52,608,748.00Jun 6, 2018: $52,608,748.00Jun 6, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 6, 2018Amendment$52,608,748$0vs Jun 6, 2017118SEC filing
Jun 6, 2018Amendment$52,608,748$0vs Jun 6, 2018118SEC filing
Jun 6, 2017Amendment$52,608,748-$23,947,738vs May 23, 2016118SEC filing
May 23, 2016Amendment$76,556,486$43,625,326vs May 22, 2015118SEC filing
May 22, 2015Amendment$32,931,160$32,131,160vs May 22, 201462SEC filing
May 22, 2014Initial$800,000No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-217869

Source: Form D, filed Jun 6, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ECHELON DIVERSIFIED FUND, L.P.

Investment adviser: ECHELON CAPITAL STRATEGIES, LLC

Gross asset value
$2.23M
Beneficial owners
39
ADV minimum commitment
$500K

Reported in Form ADV on Mar 29, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator OPUS FUND SERVICES NAPERVILLE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES LLP PALM BEACH GARDENS, Florida, United States
Custodian MILLENNIUM TRUST COMPANY OAK BROOK, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SPICER JEFFRIES LLP
PCAOB 349

Filing source

Form ADV 1303876 · Mar 29, 2019 · Schedule D 7.B.(1), fund 805-6161759004

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ryan Davis Executive
N/A Echelon Capital Strategies, Llc Promoter
Charles Jones Executive
Charles Moldow Executive
Andrew Rudd Executive
Scott Ryles Executive
William Trenchard Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
555 12th Street, Ste. 500
Oakland, CA, 94607