Form D · Other Investment Fund

Echelon Capital Fund, L.P.

Oakland, CA · CIK 0001586984

Offering snapshot reported Jun 6, 2018 · SEC filing

Reported sold
$79.6M
Indefinite offering
Investors reported
106
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Sep 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$41.3M$82.6MSep 17, 2013: $3,920,000.00Sep 17, 2013Jan 16, 2014: $16,820,001.00Jan 15, 2015: $43,304,000.00May 22, 2015: $55,154,001.00May 23, 2016: $82,550,658.00Jun 8, 2017: $79,644,149.00Jun 6, 2018: $79,644,149.00Jun 6, 2018: $79,644,149.00Jun 6, 2018: $79,644,149.00Jun 6, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 6, 2018Amendment$79,644,149$0vs Jun 8, 2017106SEC filing
Jun 6, 2018Amendment$79,644,149$0vs Jun 6, 2018106SEC filing
Jun 6, 2018Amendment$79,644,149$0vs Jun 6, 2018106SEC filing
Jun 8, 2017Amendment$79,644,149-$2,906,509vs May 23, 2016106SEC filing
May 23, 2016Amendment$82,550,658$27,396,657vs May 22, 201595SEC filing
May 22, 2015Amendment$55,154,001$11,850,001vs Jan 15, 201573SEC filing
Jan 15, 2015Amendment$43,304,000$26,483,999vs Jan 16, 201462SEC filing
Jan 16, 2014Amendment$16,820,001$12,900,001vs Sep 17, 201328SEC filing
Sep 17, 2013Initial$3,920,000No comparison6SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-203020

Source: Form D, filed Jun 6, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ECHELON CAPITAL FUND, L.P.

Investment adviser: ECHELON CAPITAL STRATEGIES, LLC

Gross asset value
$4.41M
Beneficial owners
70
ADV minimum commitment
$500K

Reported in Form ADV on Mar 29, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator OPUS FUND SERVICES NAPERVILLE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES LLP PALM BEACH GARDENS, Florida, United States
Custodian MILLENNIUM TRUST COMPANY OAK BROOK, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SPICER JEFFRIES LLP
PCAOB 349

Filing source

Form ADV 1303876 · Mar 29, 2019 · Schedule D 7.B.(1), fund 805-7210700808

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ryan Davis Executive
N/A Echelon Capital Strategies, Llc Promoter
Charles Jones Executive
Charles Moldow Executive
Andrew Rudd Executive
Scott Ryles Executive
William Trenchard Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
555 12th Street, Ste. 500
Oakland, CA, 94607