Investment adviser · CRD 137964

DRUM CAPITAL MANAGEMENT LLC

Investment adviser filing (IA)

STAMFORD, CT, United States · Form ADV filed Mar 30, 2026

Regulatory AUM: $503M
Client accounts: 6
Employees: 6
Advisory professionals: 5

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	6	$503,221,863	100.0%

Filing source

Form ADV 2086566 · Mar 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

8 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

DRUM SPECIAL SITUATION PARTNERS IV LPPrivate Equity Fund · Last reported Mar 30, 2026$186MGross asset value

Form D fundraising filings

DRUM SPECIAL SITUATION PARTNERS IV LP

Auditor BAKER TILLY LLP NEW YORK, Connecticut, United States

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

BAKER TILLY LLP
PCAOB 23

CITIBANK, N.A.
LEI E57ODZWZ7FF32TWEFA76

Fund details & source

Fund ID: 805-7660869865
Reported beneficial owners: 20
Minimum commitment: $250K
Form D file number: 021-249006

Form ADV 2086566 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SPECIAL SITUATION PARTNERS II LPPrivate Equity Fund · Last reported Mar 30, 2026$149MGross asset value

Auditor BAKER TILLY LLP NEW YORK, New York, United States

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

BAKER TILLY LLP
PCAOB 23

CITIBANK, N.A.
LEI E57ODZWZ7FF32TWEFA76

Fund details & source

Fund ID: 805-2556406511
Reported beneficial owners: 58
Minimum commitment: $40K
Form D file number: 021-89402

Form ADV 2086566 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DRUM OPPORTUNITIES I LPPrivate Equity Fund · Last reported Mar 30, 2026$76MGross asset value

Auditor BAKER TILLY LLP NEW YORK, New York, United States

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

BAKER TILLY LLP
PCAOB 23

CITIBANK, N.A.
LEI E57ODZWZ7FF32TWEFA76

Fund details & source

Fund ID: 805-7482589544
Reported beneficial owners: 4
Minimum commitment: $1.25M

Form ADV 2086566 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DRUM SPECIAL SITUATION PARTNERS III LPPrivate Equity Fund · Last reported Mar 30, 2026$69.5MGross asset value

Form D fundraising filings

Drum Special Situation Partners III LP

Auditor BAKER TILLY LLP NEW YORK, New York, United States

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION HARTFORD, Connecticut, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

BAKER TILLY LLP
PCAOB 23

CITIBANK, N.A.
LEI E57ODZWZ7FF32TWEFA76

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source

Fund ID: 805-1175496322
Reported beneficial owners: 38
Minimum commitment: $50K
Form D file number: 021-137333

Form ADV 2086566 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DRUM SPECIAL SITUATION PARTNERS IV-C LPPrivate Equity Fund · Last reported Mar 30, 2026$19MGross asset value

Form D fundraising filings

DRUM SPECIAL SITUATION PARTNERS IV-C LP

Auditor BAKER TILLY LLP NEW YORK, New York, United States

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

BAKER TILLY LLP
PCAOB 23

CITIBANK, N.A.
LEI E57ODZWZ7FF32TWEFA76

Fund details & source

Fund ID: 805-3496349764
Reported beneficial owners: 16
Minimum commitment: $100K
Form D file number: 021-249007

Form ADV 2086566 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DRUM OPPORTUNITIES II LLCPrivate Equity Fund · Last reported Mar 30, 2026$3.85MGross asset value

Auditor BAKER TILLY LLP NEW YORK, New York, United States

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

BAKER TILLY LLP
PCAOB 23

CITIBANK, N.A.
LEI E57ODZWZ7FF32TWEFA76

Fund details & source

Fund ID: 805-2145661343
Reported beneficial owners: 5
Minimum commitment: $1.12M

Form ADV 2086566 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EID ULTIMATE HOLDINGS, LLC (AKA DRUM OPPORTUNITIES III LLC)Private Equity Fund · Last reported Mar 31, 2024$49.9MGross asset value

Auditor ERNST & YOUNG LLP STAMFORD, Connecticut, United States

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

CITIBANK, N.A.
LEI E57ODZWZ7FF32TWEFA76

Fund details & source

Fund ID: 805-9199034737
Reported beneficial owners: 7
Minimum commitment: $50K

Form ADV 1854469 · Mar 31, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

262 HARBOR DRIVE THIRD FLOOR
STAMFORD, CT, 06902-7438, United States

CRD 137964

Filing source

Form ADV 2086566 · Mar 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.