Form D · Private Equity Fund

DRUM SPECIAL SITUATION PARTNERS IV LP

Stamford, CT · CIK 0001653774

Offering snapshot reported Oct 3, 2017 · SEC filing

Reported sold: $109M
Investors reported: 15
Minimum accepted: $0
First sale: Oct 9, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$89,750,000 → $108,750,000
Reported investors8 → 15

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 3, 2017	Amendment	$108,750,000	$19,000,000vs Oct 6, 2016	15	SEC filing
Oct 6, 2016	Amendment	$89,750,000	No comparison	8	SEC filing
Oct 8, 2015	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-249006

THE GENERAL PARTNER RESERVES THE RIGHT TO OFFER A GREATER OR LESSER AMOUNT OF LIMITED PARTNER INTERESTS.

PLACEMENT AGENT FEES TO BE PAID BASED UPON A FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR-FOR-DOLLAR AGAINST THE MANAGEMENT FEES PAYABLE BY THE ISSUER.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
BRIGHT HARBOR ADVISORS, LLC	None	FDX CAPITAL, LLC · CRD 119302

Source: Form D, filed Oct 3, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DRUM SPECIAL SITUATION PARTNERS IV LP

Investment adviser: DRUM CAPITAL MANAGEMENT LLC

Gross asset value: $186M
Beneficial owners: 20
ADV minimum commitment: $250K

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor BAKER TILLY LLP NEW YORK, Connecticut, United States

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

BAKER TILLY LLP
PCAOB 23

CITIBANK, N.A.
LEI E57ODZWZ7FF32TWEFA76

Filing source

Form ADV 2086566 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-7660869865

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Drum Special Situation Partners III LP	Jan 28, 2011	$61,060,606	30
DRUM SPECIAL SITUATION PARTNERS IV LP (this fund)	Oct 3, 2017	$108,750,000	15

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Amber A. Tencic	Executive, Promoter
Scott E. Vollmer	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Four Stamford Plaza 107 Elm Street, 10 Th Floor
Stamford, CT, 06902