Form D · Private Equity Fund

Drum Special Situation Partners III LP

Stamford, CT · CIK 0001479691

Offering snapshot reported Jan 28, 2011 · SEC filing

Reported sold
$61.1M
Offering amount: $350M
Investors reported
30
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Dec 16, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$30.5M$61.1MDec 31, 2009: $59,600,000.00Dec 31, 2009Jan 28, 2011: $61,060,606.00Jan 28, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$59,600,000 → $61,060,606
  • Reported investors26 → 30

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 28, 2011Amendment$61,060,606$1,460,606vs Dec 31, 200930SEC filing
Dec 31, 2009Initial$59,600,000No comparison26SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$712K
Finders' fees
$0
Form D file number
021-137333

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Champlain Advisors, LLC129560

Source: Form D, filed Jan 28, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DRUM SPECIAL SITUATION PARTNERS III LP

Investment adviser: DRUM CAPITAL MANAGEMENT LLC

Gross asset value
$69.5M
Beneficial owners
38
ADV minimum commitment
$50K

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor BAKER TILLY LLP NEW YORK, New York, United States
Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian U.S. BANK NATIONAL ASSOCIATION HARTFORD, Connecticut, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

BAKER TILLY LLP
PCAOB 23

CITIBANK, N.A.
LEI E57ODZWZ7FF32TWEFA76

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

Filing source

Form ADV 2086566 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-1175496322

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Edwin K Camson Executive
Duran S Curis Executive
N/A Drum Capital Management, Llc Promoter
N/A Drum Special Situation Investment Iii Llc Promoter
Scott Vollmer Executive
C. Craig White Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
107 Elm Street, 10 Th Floor
Stamford, CT, 06902