Form D · Private Equity Fund

DRUM SPECIAL SITUATION PARTNERS IV-C LP

Stamford, CT · CIK 0001653775

Offering snapshot reported Oct 3, 2017 · SEC filing

Reported sold
$4.5M
Offering amount: $150M
Investors reported
3
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 9, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.25M$4.5MOct 8, 2015Oct 6, 2016: $3,500,000.00Oct 6, 2016Oct 3, 2017: $4,500,000.00Oct 3, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,500,000 → $4,500,000
  • Reported investors2 → 3

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 3, 2017Amendment$4,500,000$1,000,000vs Oct 6, 20163SEC filing
Oct 6, 2016Amendment$3,500,000No comparison2SEC filing
Oct 8, 2015InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-249007
THE GENERAL PARTNER RESERVES THE RIGHT TO OFFER A GREATER OR LESSER AMOUNT OF LIMITED PARTNER INTERESTS.
PLACEMENT AGENT FEES TO BE PAID BASED UPON A FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR-FOR-DOLLAR AGAINST THE MANAGEMENT FEES PAYABLE BY THE ISSUER.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
BRIGHT HARBOR ADVISORS, LLCNoneFDX CAPITAL, LLC · CRD 119302

Source: Form D, filed Oct 3, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DRUM SPECIAL SITUATION PARTNERS IV-C LP

Investment adviser: DRUM CAPITAL MANAGEMENT LLC

Gross asset value
$19M
Beneficial owners
16
ADV minimum commitment
$100K

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor BAKER TILLY LLP NEW YORK, New York, United States
Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

BAKER TILLY LLP
PCAOB 23

CITIBANK, N.A.
LEI E57ODZWZ7FF32TWEFA76

Filing source

Form ADV 2086566 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-3496349764

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Amber A. Tencic Executive, Promoter
Scott E. Vollmer Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Four Stamford Plaza 107 Elm Street, 10 Th Floor
Stamford, CT, 06902