Investment adviser · CRD 143719

CONVERGENT WEALTH ADVISORS, LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

CALIFORNIA, CA, United States · Form ADV filed Feb 15, 2024

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

7 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

JUPITER FUND PLUS SERIES, OF WINDERMERE JUPITER FUND, LLCHedge Fund · Last reported Feb 15, 2024$3.9MGross asset value

Form D fundraising filings

Jupiter Fund Plus Series of Windermere Jupiter Fund LLC

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MOSS ADAMS, LLP SEATTLE, Washington, United States
Custodian CHARLES SCHWAB & CO., INC. ORLANDO, Florida, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MOSS ADAMS, LLP
PCAOB 659

Fund details & source
Fund ID
805-6552468912
Reported beneficial owners
28
Minimum commitment
$0
Form D file number
021-145098

Form ADV 1827659 · Feb 15, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WINDERMERE OPPORTUNISTIC FUND SERIES, OF WINDERMERE JUPITER FUND, LLCHedge Fund · Last reported Feb 15, 2024$391KGross asset value

Form D fundraising filings

WINDERMERE OPPORTUNISTIC FUND SERIES OF WINDERMERE JUPITER FUND LLC

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MOSS ADAMS, LLP SEATTLE, Washington, United States
Custodian CHARLES SCHWAB & CO., INC. ORLANDO, Florida, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MOSS ADAMS, LLP
PCAOB 659

Fund details & source
Fund ID
805-8812251553
Reported beneficial owners
96
Minimum commitment
$0
Form D file number
021-53057

Form ADV 1827659 · Feb 15, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

US FOCUSED POOL SERIES, OF WINDERMERE JUPITER FUND, LLCHedge Fund · Last reported Jan 30, 2015$376MGross asset value

Form D fundraising filings

Windermere Equity Fund Series

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN, KASS & COMPANY, P.C. ROSELAND, New Jersey, United States
Custodian CHARLES SCHWAB & CO., INC. ORLANDO, Florida, United States Related to adviser: No
Marketer CITY NATIONAL SECURITIES, INC. LOS ANGELES, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes
Fund details & source
Fund ID
805-8453409302
Reported beneficial owners
109
Minimum commitment
$500K
Form D file number
021-145099

Form ADV 872004 · Jan 30, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

POTOMAC PARK FUNDHedge Fund · Last reported Mar 30, 2016$310MGross asset value
Fund administrator WILMINGTON TRUST WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-9900948140
Reported beneficial owners
30
Minimum commitment
$250K
Form D file number
021-177282

Form ADV 993151 · Mar 30, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CMS / IRONWOOD MULTI-STRATEGY FUND, LLCHedge Fund · Last reported Jun 25, 2012$177MGross asset value

Form D fundraising filings

CMS IRONWOOD MULTI STRATEGY FUND LLC

Fund administrator STATE STREET BANK & TRUST BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN, KASS & COMPANY, P.C. WALNUT CREEK, California, United States
Custodian CHARLES FREDERIC & CO/BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET BANK & TRUST BOSTON, Massachusetts, United States Related to adviser: No
Marketer CITY NATIONAL SECURITIES, INC. LOS ANGELES, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes
Fund details & source
Fund ID
805-1827723804
Reported beneficial owners
300
Minimum commitment
$1M
Form D file number
021-39031

Form ADV 655074 · Jun 25, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CMS / BARLOW LONG-SHORT EQUITY FUND, LLCHedge Fund · Last reported Jan 25, 2017$239KGross asset value

Form D fundraising filings

CMS/BARLOW LONG SHORT EQUITY FUND LLC

Fund administrator MEISEL, TUTEUR & LEWIS, P.C. ROSELAND, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MOSS ADAMS SEATTLE, Washington, United States
Custodian CITY NATIONAL BANK BEVERLY HILLS, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-7033983170
Reported beneficial owners
63
Minimum commitment
$0
Form D file number
021-52456

Form ADV 1064490 · Jan 25, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WINDERMERE EQUITY FUND SERIES, OF WINDERMERE JUPITER FUND, LLCHedge Fund · Last reported Feb 1, 2019$0Gross asset value

Form D fundraising filings

Windermere Equity Fund Series

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MOSS ADAMS SEATTLE, Washington, United States
Custodian CHARLES SCHWAB & CO., INC. ORLANDO, Florida, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MOSS ADAMS
PCAOB 659

Fund details & source
Fund ID
805-9820530795
Reported beneficial owners
36
Minimum commitment
$0
Form D file number
021-145100

Form ADV 1271532 · Feb 1, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Feb 15, 2024. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

555 S. FLOWER ST., 10TH FLOOR
CALIFORNIA, CA, 90071, United States

CRD 143719

Filing source

Form ADV 1827659 · Feb 15, 2024 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.