Form D · Hedge Fund

Windermere Equity Fund Series

Potomac, MD · CIK 0001489787

Offering snapshot reported Jun 8, 2015 · SEC filing

Reported sold
$1.91B
Indefinite offering
Investors reported
334
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Dec 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$954M$1.91BJul 16, 2010: $157,352,500.00Jul 16, 2010Jul 15, 2011: $358,915,790.00Jul 15, 2011Jul 13, 2012: $496,887,941.00Jul 13, 2012Jul 18, 2013: $593,939,759.00Jul 18, 2013May 20, 2014: $754,999,446.00May 20, 2014Jun 8, 2015: $1,907,472,177.00Jun 8, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$754,999,446 → $1,907,472,177
  • Reported investors124 → 334

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 8, 2015Amendment$1,907,472,177$1,152,472,731vs May 20, 2014334SEC filing
May 20, 2014Amendment$754,999,446$161,059,687vs Jul 18, 2013124SEC filing
Jul 18, 2013Amendment$593,939,759$97,051,818vs Jul 13, 2012207SEC filing
Jul 13, 2012Amendment$496,887,941$137,972,151vs Jul 15, 2011196SEC filing
Jul 15, 2011Amendment$358,915,790$201,563,290vs Jul 16, 2010159SEC filing
Jul 16, 2010Initial$157,352,500No comparison79SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
Yes
Sales commissions
$0
Finders' fees
$0
Form D file number
021-145099
Item 11 - Subject to discretion of manager to accept less.

Source: Form D, filed Jun 8, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

US FOCUSED POOL SERIES, OF WINDERMERE JUPITER FUND, LLC

Investment adviser: CONVERGENT WEALTH ADVISORS, LLC

Gross asset value
$376M
Beneficial owners
109
ADV minimum commitment
$500K

Reported in Form ADV on Jan 30, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN, KASS & COMPANY, P.C. ROSELAND, New Jersey, United States
Custodian CHARLES SCHWAB & CO., INC. ORLANDO, Florida, United States Related to adviser: No
Marketer CITY NATIONAL SECURITIES, INC. LOS ANGELES, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes
Filing source

Form ADV 872004 · Jan 30, 2015 · Schedule D 7.B.(1), fund 805-8453409302

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Convergent Wealth Advisors, Llc Promoter
David Elliott Director, Executive
Chris Gibbons Director
Vernon Kozlen Director
Steven Lockshin Director, Executive
Douglas Wolford Executive
David Zier Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
12505 Park Potomac Avenue Suite 400
Potomac, MD, 20854