Form D · Hedge Fund

CMS IRONWOOD MULTI STRATEGY FUND LLC

Potomac, MD · CIK 0001165946

Offering snapshot reported Jul 20, 2015 · SEC filing

Reported sold
$615M
Indefinite offering
Investors reported
685
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jan 1, 2002
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$587M$1.17BJul 16, 2010: $741,406,116.00Jul 16, 2010Jul 20, 2011: $608,194,878.00Jul 20, 2011Jul 13, 2012: $610,588,878.00Jul 13, 2012Jul 18, 2013: $1,174,953,753.00Jul 18, 2013Jul 18, 2014: $613,747,878.00Jul 18, 2014Jul 20, 2015: $615,497,878.00Jul 20, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$613,747,878 → $615,497,878

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 20, 2015Amendment$615,497,878$1,750,000vs Jul 18, 2014685SEC filing
Jul 18, 2014Amendment$613,747,878-$561,205,875vs Jul 18, 2013685SEC filing
Jul 18, 2013Amendment$1,174,953,753$564,364,875vs Jul 13, 2012680SEC filing
Jul 13, 2012Amendment$610,588,878$2,394,000vs Jul 20, 2011674SEC filing
Jul 20, 2011Amendment$608,194,878-$133,211,238vs Jul 16, 2010669SEC filing
Jul 16, 2010Amendment$741,406,116No comparison437SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-39031
Item 11 - Minimum investment amount is subject to a lesser amount in Co-Manager's discretion.

Source: Form D, filed Jul 20, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CMS / IRONWOOD MULTI-STRATEGY FUND, LLC

Investment adviser: CONVERGENT WEALTH ADVISORS, LLC

Gross asset value
$177M
Beneficial owners
300
ADV minimum commitment
$1M

Reported in Form ADV on Jun 25, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK & TRUST BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN, KASS & COMPANY, P.C. WALNUT CREEK, California, United States
Custodian CHARLES FREDERIC & CO/BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET BANK & TRUST BOSTON, Massachusetts, United States Related to adviser: No
Marketer CITY NATIONAL SECURITIES, INC. LOS ANGELES, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes
Filing source

Form ADV 655074 · Jun 25, 2012 · Schedule D 7.B.(1), fund 805-1827723804

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Convergent Wealth Advisors, Llc Promoter
David Elliott Director, Executive
Jonathan Gans Executive
Frederick Gans Executive
Chris Gibbons Director
N/A Ironwood Capital Management Corporation Promoter
Vernon Kozlen Director
Steven Lockshin Director, Executive
Andrew Putterman Director
Douglas Wolford Executive
David Zier Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
12505 Park Potomac Avenue Suite 400
Potomac, MD, 20854