Form D · Hedge Fund

CMS/BARLOW LONG SHORT EQUITY FUND LLC

Potomac, MD · CIK 0001158524

Offering snapshot reported Jul 17, 2015 · SEC filing

Reported sold
$386M
Indefinite offering
Investors reported
492
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Sep 1, 2001
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$193M$386MJul 16, 2010: $367,983,841.00Jul 16, 2010Jul 15, 2011: $382,284,841.00Jul 15, 2011Jul 13, 2012: $385,434,841.00Jul 13, 2012Aug 2, 2013: $385,684,841.00Aug 2, 2013Jul 17, 2014: $385,684,841.00Jul 17, 2014Jul 17, 2015: $385,684,841.00Jul 17, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 17, 2015Amendment$385,684,841$0vs Jul 17, 2014492SEC filing
Jul 17, 2014Amendment$385,684,841$0vs Aug 2, 2013492SEC filing
Aug 2, 2013Amendment$385,684,841$250,000vs Jul 13, 2012487SEC filing
Jul 13, 2012Amendment$385,434,841$3,150,000vs Jul 15, 2011487SEC filing
Jul 15, 2011Amendment$382,284,841$14,301,000vs Jul 16, 2010480SEC filing
Jul 16, 2010Amendment$367,983,841No comparison469SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-52456
Item 11 - The minimum investment amount is subject to a lesser amount in the Manager's discretion.

Source: Form D, filed Jul 17, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CMS / BARLOW LONG-SHORT EQUITY FUND, LLC

Investment adviser: CONVERGENT WEALTH ADVISORS, LLC

Gross asset value
$239K
Beneficial owners
63
ADV minimum commitment
$0

Reported in Form ADV on Jan 25, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MEISEL, TUTEUR & LEWIS, P.C. ROSELAND, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MOSS ADAMS SEATTLE, Washington, United States
Custodian CITY NATIONAL BANK BEVERLY HILLS, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1064490 · Jan 25, 2017 · Schedule D 7.B.(1), fund 805-7033983170

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Convergent Wealth Advisors, Llc Promoter
David Elliott Director, Executive
Chris Gibbons Director
Vernon Kozlen Director
Steven Lockshin Director, Executive
Andrew Putterman Director
Douglas Wolford Executive
David Zier Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
12505 Park Potomac Avenue Suite 400
Potomac, MD, 20854