Investment adviser · CRD 165155

CITY FINANCIAL INVESTMENT COMPANY LIMITED

Investment adviser filing (IA)

LONDON, United Kingdom · Form ADV filed Oct 2, 2018

Regulatory AUM: $4.86B
Client accounts: 29
Employees: 63
Advisory professionals: 35

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	23	$4,312,666,891	88.8%
Other clients	6	$545,442,940	11.2%

Filing source

Form ADV 1242556 · Oct 2, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

THE DECCA MASTER FUNDHedge Fund · Last reported Oct 2, 2018$2.13BGross asset value

Feeder funds

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED DUBLIN 1, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands

Custodian BANK OF NEW YORK MELLON SA/NV LONDON, United Kingdom Related to adviser: No

Custodian BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States Related to adviser: No

Custodian CITCO BANK NEDERLAND N.V. DUBLIN, Ireland Related to adviser: No

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian JP MORGAN LONDON, United Kingdom Related to adviser: No

Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States

Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States

Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom

Prime broker JP MORGAN LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LTD
PCAOB 1655

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

Fund details & source

Fund ID: 805-5113326263
Reported beneficial owners: 3
Minimum commitment: $1M

Form ADV 1242556 · Oct 2, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CUMULUS MASTER FUNDHedge Fund · Last reported Oct 2, 2018$1.12BGross asset value

Feeder funds

CUMULUS FEEDER FUND LP
CUMULUS FUND
CUMULUS LOWER VOLATILITY FUND

Fund administrator BNY MELLON FUND SERVICES (IRELAND) DAC DUBLIN 1, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON CHARTERED ACCOUNTANTS GRAND CAYMAN, Cayman Islands

Custodian BANCO CARREGOSA PORTO, Portugal Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON SA/NV LONDON BRANCH LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORNTON CHARTERED ACCOUNTANTS
PCAOB 5346

Fund details & source

Fund ID: 805-2046196941
Reported beneficial owners: 3
Minimum commitment: $50K

Form ADV 1242556 · Oct 2, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AKAMATSU BONSAI FUNDHedge Fund · Last reported Oct 2, 2018$111MGross asset value

Fund administrator BNY MELLON FUND SERVICES (IRELAND) DAC DUBLIN 1, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON CHARTERED ACCOUNTANTS GRAND CAYMAN, Cayman Islands

Custodian CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom Related to adviser: No

Custodian NOMURA INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON SA/NV LONDON BRANCH LONDON, United Kingdom Related to adviser: No

Marketer PBG CAPITAL LIMITED LONDON, United Kingdom Related to adviser: No

Prime broker CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom

Prime broker NOMURA INTERNATIONAL PLC LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GRANT THORNTON CHARTERED ACCOUNTANTS
PCAOB 5346

Fund details & source

Fund ID: 805-9681849220
Reported beneficial owners: 20
Minimum commitment: $500K
Form D file number: 021-209321

Form ADV 1242556 · Oct 2, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AKAMATSU FUNDHedge Fund · Last reported Oct 2, 2018$97.2MGross asset value

Fund administrator BNY MELLON FUND SERVICES (IRELAND) DAC DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON CHARTERED ACCOUNTANTS GRAND CAYMAN, Cayman Islands

Custodian CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom Related to adviser: No

Custodian NOMURA INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON SA/NV LONDON BRANCH LONDON, United Kingdom Related to adviser: No

Marketer PBG CAPITAL LIMITED LONDON, United Kingdom Related to adviser: No

Prime broker CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom

Prime broker NOMURA INBTERNATIONAL PLC LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GRANT THORNTON CHARTERED ACCOUNTANTS
PCAOB 5346

Fund details & source

Fund ID: 805-7946727863
Reported beneficial owners: 15
Minimum commitment: $250K
Form D file number: 021-209327

Form ADV 1242556 · Oct 2, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ABRAX MERGER ARBITRAGE MASTER FUND LTDHedge Fund · Last reported Oct 2, 2018$16.3MGross asset value

Feeder funds

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian CITCO BANK CANADA TORONTO, Canada Related to adviser: No

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LTD.
PCAOB 1655

Fund details & source

Fund ID: 805-7475752364
Reported beneficial owners: 2
Minimum commitment: $100K

Form ADV 1242556 · Oct 2, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PCH MANAGER FUND, SPC. - SEGREGATED PORTFOLIO 203Hedge Fund · Last reported Sep 28, 2017$428MGross asset value

Form D fundraising filings

PCH Manager Fund, SPC-Segregated Portfolio 203

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-3949889015
Reported beneficial owners: 27
Minimum commitment: $250K
Form D file number: 021-253729

Form ADV 1143311 · Sep 28, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Oct 2, 2018. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

62 QUEEN STREET
LONDON, EC4R 1EB, United Kingdom

CRD 165155

Filing source

Form ADV 1242556 · Oct 2, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.