Form D · Hedge Fund

Abrax Merger Arbitrage Fund Ltd

Grand Cayman, E9 · CIK 0001714275

Offering snapshot reported Aug 23, 2018 · SEC filing

Reported sold: $0
Investors reported: 0
Minimum accepted: $50K
First sale: Aug 1, 2017

What changed?

Latest filing versus its linked predecessor, where available.

Minimum accepted$100,000 → $50,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 23, 2018	Amendment	$0	No comparison	0	SEC filing
Aug 23, 2017	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-293331

Source: Form D, filed Aug 23, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ABRAX MERGER ARBITRAGE FUND LTD

Investment adviser: CITY FINANCIAL INVESTMENT COMPANY LIMITED

Gross asset value: $4.39M
Beneficial owners: 2
ADV minimum commitment: $100K

Reported in Form ADV on Oct 2, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands

Custodian CITCO BANK CANADA TORONTO, Canada Related to adviser: No

Marketer ARAMIS CAPITAL (EUROPE) LTD VALLETTA, Malta Related to adviser: No

Marketer CHILTERN ADVISORS LLP LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LTD
PCAOB 1655

Filing source

Form ADV 1242556 · Oct 2, 2018 · Schedule D 7.B.(1), fund 805-9571148708

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Aum Asset Management Ltd	Promoter
John Banks	Director
City Financial Investment Company Limited	Promoter
David Litton	Director
Edward Orlebar	Director, Executive
Louis D. Thorne	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Ugland House
Grand Cayman, E9, KY1-1104