Form D · Hedge Fund

Cumulus Fund

Grand Cayman, E9 · CIK 0001581613

Offering snapshot reported Mar 16, 2017 · SEC filing

Reported sold: $696M
Investors reported: 109
Minimum accepted: $100K
First sale: Oct 1, 2006

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$301,657,222 → $696,052,210
Reported investors62 → 109

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 16, 2017	Amendment	$696,052,210	$394,394,988vs Mar 11, 2016	109	SEC filing
Mar 11, 2016	Amendment	$301,657,222	-$157,017,738vs Aug 28, 2014	62	SEC filing
Aug 28, 2014	Amendment	$458,674,960	$191,259,062vs Aug 13, 2013	234	SEC filing
Aug 13, 2013	Initial	$267,415,898	No comparison	236	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $6.21M
Finders' fees: $0
Form D file number: 021-201252

Based on SEC guidance, the numbers in items 13 - 15 include only U.S. investors.

Previous amount was $6,098,928

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
Richard Landsberger	871581	TGP Securities Inc. · CRD 159008
Neil Cohen	None	Gordian Investments, LLC · CRD 158611

Source: Form D, filed Mar 16, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CUMULUS FUND

Investment adviser: CITY FINANCIAL INVESTMENT COMPANY LIMITED

Gross asset value: $702M
Beneficial owners: 277
ADV minimum commitment: $1M

Reported in Form ADV on Oct 2, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON FUND SERVICES (IRELAND) DAC DUBLIN 1, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON CHARTERED ACCOUNTANTS GRAND CAYMAN, Cayman Islands

Custodian THE BANK OF NEW YORK MELLON SA/NV LONDON BRANCH LONDON, United Kingdom Related to adviser: No

Marketer GORDIAN INVESTMENTS, LLC SAN FRANCISCO, California, United States Related to adviser: No

Marketer TGP SECURITIES, INC. SUMMIT, New Jersey, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GRANT THORNTON CHARTERED ACCOUNTANTS
PCAOB 5346

GORDIAN INVESTMENTS, LLC
CRD 158611 · SEC 8-68911

TGP SECURITIES, INC.
CRD 159008 · SEC 8-68955

Filing source

Form ADV 1242556 · Oct 2, 2018 · Schedule D 7.B.(1), fund 805-5784210768

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Lalit Aggarwal	Director
David Beatty	Director
Peter Brewer	Promoter
Steve Brosnan	Director
Jon S Dellandrea	Director
Robert C Hain	Director, Executive
Roger H Hanson	Director
Jack Hollihan	Director
John Hollihan	Director
Warwick Norton	Promoter
Tammy W Seymour	Director
Michael Stein	Director
Andrew Williams	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Dms Corp Services Ltd Po Box 1344 20 Genesis Close, 2 Nd Floor
Grand Cayman, E9, KY1-1108