Form D · Hedge Fund

Cumulus Feeder Fund, LP

George Town, Grand Cayman, E9 · CIK 0001581134

Offering snapshot reported Mar 10, 2017 · SEC filing

Reported sold: $318M
Investors reported: 191
Minimum accepted: $100K
First sale: Jul 1, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$207,462,910 → $318,128,910
Reported investors117 → 191

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 10, 2017	Amendment	$318,128,910	$110,666,000vs Mar 9, 2016	191	SEC filing
Mar 9, 2016	Amendment	$207,462,910	$131,619,265vs Aug 28, 2014	117	SEC filing
Aug 28, 2014	Amendment	$75,843,645	$32,897,577vs Aug 13, 2013	40	SEC filing
Aug 13, 2013	Initial	$42,946,068	No comparison	27	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $1.72M
Finders' fees: $0
Form D file number: 021-201247

Based on SEC guidance, the numbers in items 13 - 15 are for only U.S. investors

amount as of 3/01/2016 was $1,563,512

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Richard Landsberger	871581	TGP Securities Inc. · CRD 159008
Neil Cohen	None	Gordian Investments, LLC · CRD 158611

Source: Form D, filed Mar 10, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CUMULUS FEEDER FUND LP

Investment adviser: CITY FINANCIAL INVESTMENT COMPANY LIMITED

Gross asset value: $179M
Beneficial owners: 98
ADV minimum commitment: $1M

Reported in Form ADV on Oct 2, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON FUND SERVICES (IRELAND) DAC DUBLIN 1, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON CHARTERED ACCOUNTANTS GRAND CAYMAN, Cayman Islands

Custodian THE BANK OF NEW YORK MELLON SA/NV LONDON BRANCH LONDON, United Kingdom Related to adviser: No

Marketer GORDIAN INVESTMENTS, LLC SAN FRANCISCO, California, United States Related to adviser: No

Marketer TGP SECURITIES, INC. SUMMIT, New Jersey, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GRANT THORNTON CHARTERED ACCOUNTANTS
PCAOB 5346

GORDIAN INVESTMENTS, LLC
CRD 158611 · SEC 8-68911

TGP SECURITIES, INC.
CRD 159008 · SEC 8-68955

Filing source

Form ADV 1242556 · Oct 2, 2018 · Schedule D 7.B.(1), fund 805-2578864875

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Lalit Aggarwal	Director
David Beatty	Director
Peter Brewer	Promoter
Steve Brosnan	Director
Meredith Cartwright	Director
Jon S Dellandrea	Director
Robert Hain	Director, Executive
Roger H Hanson	Director
John Hollihan	Director
Jack Hollihan	Director
David Levitan	Director, Executive
Warwick Norton	Promoter
Tammy W Seymour	Director
Michael Stein	Director
Andrew Williams	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Cfic Cayman Limited, Dms House 62 Queen Street
George Town, Grand Cayman, E9, KY-1108