Form D · Private Equity Fund

C-III High Yield Real Estate Debt Fund IV L.P.

Irving, TX · CIK 0001646580

Offering snapshot reported Jun 29, 2015 · SEC filing

Reported sold
Yet to sell
Offering amount: $115M
Investors reported
0
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 29, 2015InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-242702
Placement fees are paid as a percentage of certain capital commitments, and are economically borne by the General Partner or its affiliates, not the Issuer or its limited partners.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
N/ANoneAnubis Securities LLC · CRD 157642

Source: Form D, filed Jun 29, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

C-III HIGH YIELD REAL ESTATE DEBT FUND IV L.P.

Investment adviser: C-III INVESTMENT MANAGEMENT LLC

Gross asset value
$36.3M
Beneficial owners
11
ADV minimum commitment
$1M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor FORVIS MAZARS, LLP ASHEVILLE, North Carolina, United States
Custodian CORTLAND CAPITAL MARKET SERVICES LLC CHICAGO, Illinois, United States Related to adviser: No
Custodian FUNDBANK, NATIONAL ASSOCIATION AUSTIN, Texas, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. PITTSBURGH, Pennsylvania, United States Related to adviser: No
Custodian U.S. BANK, N.A. BOSTON, Massachusetts, United States Related to adviser: No
Custodian WELLS FARGO BANK, N.A. GREENVILLE, South Carolina, United States Related to adviser: No
Custodian WELLS FARGO SECURITIES, LLC CHARLOTTE, North Carolina, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

FORVIS MAZARS, LLP
PCAOB 686

WELLS FARGO SECURITIES, LLC
SEC 8-65876

Filing source

Form ADV 2074218 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-6023019379

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James A. Aston Executive
George E. Carleton Executive
C Iii Hy Directives Iv Llc C Iii Hy Directives Iv Llc Executive
Jeffrey P. Cohen Executive
Andrew L. Farkas Director
Frank M. Garrison Executive
Paul A. Hughson Executive
Robert C. Lieber Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
5221 North O'connor Boulevard
Irving, TX, 75039