Form D · Private Equity Fund
C-III High Yield Real Estate Debt Fund IV L.P.
Irving, TX · CIK 0001646580
Offering snapshot reported Jun 29, 2015 · SEC filing
- Reported sold
- Yet to sell Offering amount: $115M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 29, 2015 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-242702
Placement fees are paid as a percentage of certain capital commitments, and are economically borne by the General Partner or its affiliates, not the Issuer or its limited partners.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N/A | None | Anubis Securities LLC · CRD 157642 |
Source: Form D, filed Jun 29, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
C-III HIGH YIELD REAL ESTATE DEBT FUND IV L.P.
Investment adviser: C-III INVESTMENT MANAGEMENT LLC
- Gross asset value
- $36.3M
- Beneficial owners
- 11
- ADV minimum commitment
- $1M
Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
FORVIS MAZARS, LLP
PCAOB 686
WELLS FARGO SECURITIES, LLC
SEC 8-65876
Filing source
Form ADV 2074218 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-6023019379
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James A. Aston | Executive |
| George E. Carleton | Executive |
| C Iii Hy Directives Iv Llc C Iii Hy Directives Iv Llc | Executive |
| Jeffrey P. Cohen | Executive |
| Andrew L. Farkas | Director |
| Frank M. Garrison | Executive |
| Paul A. Hughson | Executive |
| Robert C. Lieber | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Irving, TX, 75039