Investment adviser · CRD 287980

AWM CAPITAL, LLC

Investment adviser filing (IA)

PHOENIX, AZ, United States · Form ADV filed Mar 13, 2026

Regulatory AUM: $1.49B
Client accounts: 2,885
Employees: 38
Advisory professionals: 28

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	236	$1,294,206,494	87.0%
Pooled investment vehicles	12	$110,636,803	7.4%
Individuals	219	$75,151,469	5.1%
Charities	Fewer than 5	$6,172,433	0.4%
Retirement plans	Fewer than 5	$1,072,568	0.1%

Filing source

Form ADV 2051604 · Mar 13, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

11 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

AWM VENTURES REAL ESTATE FUND I LPVenture Capital Fund · Last reported Mar 13, 2026$31MGross asset value

Form D fundraising filings

AWM Ventures Real Estate Fund I LP

Auditor FRANK, RIMERMAN + CO. LLP PALO ALTO, California, United States

Custodian CHARLES SCHWAB & CO., INC. WESTLAKE, Texas, United States Related to adviser: No

Custodian CITY NATIONAL BANK CARLSBAD, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

FRANK, RIMERMAN + CO. LLP
PCAOB 1596

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-8052786224
Reported beneficial owners: 50
Minimum commitment: $50K
Form D file number: 021-519209

Form ADV 2051604 · Mar 13, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AWM VENTURE FUND VI LPVenture Capital Fund · Last reported Mar 13, 2026$21.6MGross asset value

Auditor FRANK, RIMERMAN + CO. LLP PALO ALTO, California, United States

Custodian CHARLES SCHWAB & CO., INC. WESTLAKE, Texas, United States Related to adviser: No

Custodian CITY NATIONAL BANK CARLSBAD, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

FRANK, RIMERMAN + CO. LLP
PCAOB 1596

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-9346191569
Reported beneficial owners: 70
Minimum commitment: $50K
Form D file number: 021-54758

Form ADV 2051604 · Mar 13, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AWM VENTURE FUND V LPVenture Capital Fund · Last reported Mar 13, 2026$20.9MGross asset value

Form D fundraising filings

AWM Venture Fund V LP

Auditor FRANK, RIMERMAN + CO. LLP PALO ALTO, California, United States

Custodian CHARLES SCHWAB & CO., INC. WESTLAKE, Texas, United States Related to adviser: No

Custodian CITY NATIONAL BANK CARLSBAD, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

FRANK, RIMERMAN + CO. LLP
PCAOB 1596

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-8895621532
Reported beneficial owners: 55
Minimum commitment: $50K
Form D file number: 021-516054

Form ADV 2051604 · Mar 13, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AWM VENTURE FUND IV, LPVenture Capital Fund · Last reported Mar 13, 2026$17.2MGross asset value

Form D fundraising filings

AWM Venture Fund IV, LP

Auditor FRANK, RIMERMAN + CO. LLP PALO ALTO, California, United States

Custodian CHARLES SCHWAB & CO., INC. WESTLAKE, Texas, United States Related to adviser: No

Custodian CITY NATIONAL BANK CARLSBAD, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

FRANK, RIMERMAN + CO. LLP
PCAOB 1596

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-9518457062
Reported beneficial owners: 52
Minimum commitment: $100K
Form D file number: 021-486398

Form ADV 2051604 · Mar 13, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AWM VENTURE FUND III, LLCVenture Capital Fund · Last reported Mar 13, 2026$8.14MGross asset value

Form D fundraising filings

AWM Venture Fund III, LLC

Auditor FRANK, RIMERMAN + CO. LLP PALO ALTO, California, United States

Custodian CHARLES SCHWAB & CO., INC. WESTLAKE, Texas, United States Related to adviser: No

Custodian CITY NATIONAL BANK CARLSBAD, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

FRANK, RIMERMAN + CO. LLP
PCAOB 1596

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-1814933481
Reported beneficial owners: 31
Minimum commitment: $10K
Form D file number: 021-442828

Form ADV 2051604 · Mar 13, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AWM VENTURE FUND II, LLCVenture Capital Fund · Last reported Mar 13, 2026$3.55MGross asset value

Form D fundraising filings

AWM Venture Fund II, LLC

Auditor FRANK, RIMERMAN + CO. LLP PALO ALTO, California, United States

Custodian CHARLES SCHWAB & CO., INC. WESTLAKE, Texas, United States Related to adviser: No

Custodian CITY NATIONAL BANK CARLSBAD, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

FRANK, RIMERMAN + CO. LLP
PCAOB 1596

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-4140123649
Reported beneficial owners: 35
Minimum commitment: $10K
Form D file number: 021-406686

Form ADV 2051604 · Mar 13, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AWM VENTURE FUND I LLCVenture Capital Fund · Last reported Mar 13, 2026$3MGross asset value

Form D fundraising filings

AWM Venture Fund I, LLC

Auditor FRANK RIMMERMAN + CO. LLP PALO ALTO, California, United States

Custodian CHARLES SCHWAB & CO., INC. WESTLAKE, Texas, United States Related to adviser: No

Custodian CITY NATIONAL BANK CARLSBAD, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

FRANK RIMMERMAN + CO. LLP
PCAOB 1596

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-2018289244
Reported beneficial owners: 16
Minimum commitment: $10K
Form D file number: 021-349856

Form ADV 2051604 · Mar 13, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 13, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Hourly · Fixed

Principal office

1 N. 1ST STREET, SUITE 525
PHOENIX, AZ, 85004, United States

CRD 287980

Filing source

Form ADV 2051604 · Mar 13, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.