Form D · Investing
AWM Venture Fund IV, LP
Phoenix, AZ · CIK 0001981738
Offering snapshot reported Jul 10, 2023 · SEC filing
- Reported sold
- $6.95M Offering amount: $18M
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- May 12, 2023 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 10, 2023 | Initial | $6,950,000 | No comparison | 9 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-486398
Source: Form D, filed Jul 10, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.
Matched by reported Form D file number
AWM VENTURE FUND IV, LP
Investment adviser: AWM CAPITAL, LLC
- Gross asset value
- $17.2M
- Beneficial owners
- 52
- ADV minimum commitment
- $100K
Reported in Form ADV on Mar 13, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
FRANK, RIMERMAN + CO. LLP
PCAOB 1596
CHARLES SCHWAB & CO., INC.
SEC 8-16514
Fund asset history · 3 annual observations
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| Fiscal year | Gross assets | Beneficial owners | ADV filed |
|---|---|---|---|
| 2023 | $16,908,233 | 52 | Mar 28, 2024 |
| 2024 | $17,898,033 | 52 | Mar 31, 2025 |
| 2025 | $17,240,110 | 52 | Mar 13, 2026 |
Filing source
Form ADV 2051604 · Mar 13, 2026 · Schedule D 7.B.(1), fund 805-9518457062
Reported by AWM CAPITAL, LLC (CRD 287980).
Annual Updating Amendment for Registered Adviser · fiscal year 2025.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Brandon Averill | Director, Executive |
| Erik Averill | Director, Executive |
| Justin Dyer | Director, Executive |
| Robert Mc Conchie | Director, Executive |
Issuer details
Industry: Investing (See others in industry)
Address:Phoenix, AZ, 85004
Phone: 323-940-1339