Investment adviser · CRD 287980

AWM CAPITAL, LLC

Investment adviser filing (IA)

PHOENIX, AZ, United States · Form ADV filed Mar 13, 2026

Regulatory AUM: $1.49B
Client accounts: 2,885
Employees: 38
Advisory professionals: 28

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	236	$1,294,206,494	87.0%
Pooled investment vehicles	12	$110,636,803	7.4%
Individuals	219	$75,151,469	5.1%
Charities	Fewer than 5	$6,172,433	0.4%
Retirement plans	Fewer than 5	$1,072,568	0.1%

Filing source

Form ADV 2051604 · Mar 13, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

11 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BAYWOOD RANCH LPReal Estate Fund · Last reported Mar 13, 2026$1.45MGross asset value

Form D fundraising filings

Baywood Ranch LP

Auditor FRANK, RIMERMAN + CO. LLP PALO ALTO, California, United States

Custodian CITY NATIONAL BANK CARLSBAD, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

FRANK, RIMERMAN + CO. LLP
PCAOB 1596

Fund details & source

Fund ID: 805-8825008665
Reported beneficial owners: 30
Minimum commitment: $25K
Form D file number: 021-562940

Form ADV 2051604 · Mar 13, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AWM VENTURE OPPORTUNITY FUND I LLCVenture Capital Fund · Last reported Mar 13, 2026$1.05MGross asset value

Form D fundraising filings

AWM Venture Opportunity Fund I LLC

Auditor FRANK, RIMERMAN + CO. LLP PALO ALTO, California, United States

Custodian CHARLES SCHWAB & CO., INC. WESTLAKE, Texas, United States Related to adviser: No

Custodian CITY NATIONAL BANK CARLSBAD, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

FRANK, RIMERMAN + CO. LLP
PCAOB 1596

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-4023163303
Reported beneficial owners: 25
Minimum commitment: $10K
Form D file number: 021-370275

Form ADV 2051604 · Mar 13, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AWM VENTURES SPV IIIVenture Capital Fund · Last reported Mar 13, 2026$187KGross asset value

Form D fundraising filings

AWM Ventures SPV III Dec 2021 a Series of CGF2021 LLC

Auditor FRANK, RIMERMAN + CO. LLP PALO ALTO, California, United States

Custodian CHARLES SCHWAB & CO., INC. WESTLAKE, Texas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

FRANK, RIMERMAN + CO. LLP
PCAOB 1596

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-5167345053
Reported beneficial owners: 15
Minimum commitment: $1K
Form D file number: 021-431205

Form ADV 2051604 · Mar 13, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AWM VENTURE SPV I, LLCVenture Capital Fund · Last reported Nov 18, 2021$69.3KGross asset value

Form D fundraising filings

AWM VENTURE SPV I, LLC

Custodian CITY NATIONAL BANK CARLSBAD, California, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-2726773092
Reported beneficial owners: 8
Minimum commitment: $5K
Form D file number: 021-353382

Form ADV 1578709 · Nov 18, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 13, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Hourly · Fixed

Principal office

1 N. 1ST STREET, SUITE 525
PHOENIX, AZ, 85004, United States

CRD 287980

Filing source

Form ADV 2051604 · Mar 13, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.