Investment adviser · CRD 104973
ALLSPRING GLOBAL INVESTMENTS, LLC
CHARLOTTE, NC, United States · Form ADV filed Dec 15, 2023
- Regulatory AUM
- $367B Form ADV · Item 5.F
- Client accounts
- 4,060 Accounts, not individual clients
- Employees
- 932 Reported in this filing
- Advisory professionals
- 378 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $473,065,765,991 | 841 | Mar 25, 2022 |
| 2022 | $367,167,074,976 | 932 | Mar 24, 2023 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Investment companies | 63 | $249,252,522,282 | 67.9% |
| Government entities | 76 | $32,917,923,784 | 9.0% |
| Insurance companies | 157 | $30,623,938,633 | 8.3% |
| Corporations & businesses | 234 | $20,129,581,355 | 5.5% |
| Retirement plans | 74 | $13,179,361,792 | 3.6% |
| Pooled investment vehicles | 150 | $10,281,025,616 | 2.8% |
| Charities | 64 | $6,970,875,496 | 1.9% |
| Sovereign wealth & foreign institutions | Fewer than 5 | $1,468,457,314 | 0.4% |
| High-net-worth individuals | 458 | $1,465,720,824 | 0.4% |
| Individuals | 1,936 | $877,667,880 | 0.2% |
Filing source
Form ADV 1806361 · Dec 15, 2023 · Item 5.D
Reported by ALLSPRING GLOBAL INVESTMENTS, LLC (CRD 104973).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
18 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
FLOATING RATE LOAN FUND, A SERIES OF 525 MARKET STREET FUND, LLCOther Private Fund$21.8MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KPMG LLP
PCAOB 185
ALLSPRING FUNDS DISTRIBUTOR, LLC
CRD 133366 · SEC 8-66716
Fund details & source
- Fund ID
- 805-9205957615
- Reported beneficial owners
- 3
- Minimum commitment
- $5M
- Form D file number
- 021-263464
Form ADV 1806361 · Dec 15, 2023 · Schedule D 7.B.(1)
Reported by ALLSPRING GLOBAL INVESTMENTS, LLC (CRD 104973).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
RISK ALLOCATOR GROWTH FUND, A SERIES OF 525 MARKET STREET FUND, LLCOther Private Fund$7.23MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KPMG LLP
PCAOB 185
ALLSPRING FUNDS DISTRIBUTOR, LLC
CRD 133366 · SEC 8-66716
Fund details & source
- Fund ID
- 805-9525528511
- Reported beneficial owners
- 2
- Minimum commitment
- $5M
- Form D file number
- 021-263466
Form ADV 1806361 · Dec 15, 2023 · Schedule D 7.B.(1)
Reported by ALLSPRING GLOBAL INVESTMENTS, LLC (CRD 104973).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
US EQUITY MARKET NEUTRAL FUND LPHedge Fund$1.4MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KPMG LLP
PCAOB 185
MORGAN STANLEY & CO. LLC
SEC 8-15869
ALLSPRING FUNDS DISTRIBUTOR, LLC
CRD 133366 · SEC 8-66716
MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869
Fund details & source
- Fund ID
- 805-6657723941
- Reported beneficial owners
- 2
- Minimum commitment
- $5M
- Form D file number
- 021-260588
Form ADV 1806361 · Dec 15, 2023 · Schedule D 7.B.(1)
Reported by ALLSPRING GLOBAL INVESTMENTS, LLC (CRD 104973).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
EMERGING MARKETS SMALL CAP FUND, A SERIES OF 525 MARKET STREET FUND, LLCOther Private Fund$734KGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KPMG LLP
PCAOB 185
ALLSPRING FUNDS DISTRIBUTOR, LLC
CRD 133366 · SEC 8-66716
Fund details & source
- Fund ID
- 805-8282276186
- Reported beneficial owners
- 4
- Minimum commitment
- $1M
- Form D file number
- 021-301041
Form ADV 1806361 · Dec 15, 2023 · Schedule D 7.B.(1)
Reported by ALLSPRING GLOBAL INVESTMENTS, LLC (CRD 104973).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Sep 29, 2023 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 1806361 · Dec 15, 2023 · Items 1 & 5
Reported by ALLSPRING GLOBAL INVESTMENTS, LLC (CRD 104973).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $367B
- Non-discretionary
- $147M
Reported services
Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Fixed · Commissions · Performance-based
Principal office
1415 VANTAGE PARK DRIVE, 3RD FLOORCHARLOTTE, NC, 28203, United States
CRD 104973
Filing source
Form ADV 1806361 · Dec 15, 2023 · Items 1 & 5
Reported by ALLSPRING GLOBAL INVESTMENTS, LLC (CRD 104973).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.