Investment adviser · CRD 118059
ALKEON CAPITAL MANAGEMENT, LLC
NEW YORK, NY, United States · Form ADV filed Aug 25, 2023
- Regulatory AUM
- $14.4B Form ADV · Item 5.F
- Client accounts
- 31 Accounts, not individual clients
- Employees
- 75 Reported in this filing
- Advisory professionals
- 27 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $24,375,135,635 | 78 | Mar 28, 2022 |
| 2022 | $14,404,931,189 | 75 | Mar 28, 2023 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 29 | $11,385,295,029 | 79.0% |
| Investment companies | 1 | $2,862,008,906 | 19.9% |
| Other clients | Fewer than 5 | $157,627,254 | 1.1% |
Filing source
Form ADV 1782549 · Aug 25, 2023 · Item 5.D
Reported by ALKEON CAPITAL MANAGEMENT, LLC (CRD 118059).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
GOLDMAN SACHS & CO. LLC
Custodian · funds reporting this exact name in the selected filing
These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.
Private funds & service providers
22 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
ALKEON GROWTH MASTER FUND, LTD.Hedge Fund · Master$6.75BGross asset value
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RSM US LLP
PCAOB 49
GOLDMAN SACHS & CO. LLC
SEC 8-129
J.P. MORGAN SECURITIES LLC
SEC 8-35008
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359
MORGAN STANLEY & CO. LLC
SEC 8-15869
Fund details & source
- Fund ID
- 805-4211352691
- Reported beneficial owners
- 5,838
- Minimum commitment
- $1M
Form ADV 1782549 · Aug 25, 2023 · Schedule D 7.B.(1)
Reported by ALKEON CAPITAL MANAGEMENT, LLC (CRD 118059).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
ALKEON GROWTH PARTNERS, LPHedge Fund · Feeder$2.37BGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
RSM US LLP
PCAOB 49
B. RILEY WEALTH MANAGEMENT
CRD 2543 · SEC 8-31206
CAIS CAPITAL LLC
CRD 154512 · SEC 8-68646
FDX CAPITAL LLC
CRD 119302 · SEC 8-65170
Fund details & source
- Fund ID
- 805-8639592170
- Reported beneficial owners
- 1,408
- Minimum commitment
- $1.5M
- Form D file number
- 021-62669
Form ADV 1782549 · Aug 25, 2023 · Schedule D 7.B.(1)
Reported by ALKEON CAPITAL MANAGEMENT, LLC (CRD 118059).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
ALKEON INNOVATION MASTER FUND II, LPHedge Fund · Master$1.42BGross asset value
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RSM US LLP
PCAOB 49
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359
MORGAN STANLEY & CO. LLC
SEC 8-15869
Fund details & source
- Fund ID
- 805-7525484483
- Reported beneficial owners
- 2,042
- Minimum commitment
- $1M
Form ADV 1782549 · Aug 25, 2023 · Schedule D 7.B.(1)
Reported by ALKEON CAPITAL MANAGEMENT, LLC (CRD 118059).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
ALKEON INNOVATION MASTER FUND II, PRIVATE SERIES, LPHedge Fund · Master$1.32BGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RSM US LLP
PCAOB 49
MORGAN STANLEY & CO. LLC
SEC 8-15869
MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869
Fund details & source
- Fund ID
- 805-2124494366
- Reported beneficial owners
- 1,908
- Minimum commitment
- $1M
Form ADV 1782549 · Aug 25, 2023 · Schedule D 7.B.(1)
Reported by ALKEON CAPITAL MANAGEMENT, LLC (CRD 118059).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
ALKEON GROWTH OFFSHORE FUND, LTD.Hedge Fund · Feeder$1.23BGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
RSM US LLP
PCAOB 49
AMERIPRISE FINANCIAL SERVICES, LLC
CRD 6363 · SEC 801-28543
B. RILEY WEALTH MANAGEMENT
CRD 2543 · SEC 8-31206
CAIS CAPITAL LLC
CRD 154512 · SEC 8-68646
Fund details & source
- Fund ID
- 805-4975241407
- Reported beneficial owners
- 1,015
- Minimum commitment
- $500K
- Form D file number
- 021-62668
Form ADV 1782549 · Aug 25, 2023 · Schedule D 7.B.(1)
Reported by ALKEON CAPITAL MANAGEMENT, LLC (CRD 118059).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
ALKEON GROWTH PW PARTNERS, LPHedge Fund · Feeder$1.14BGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
RSM US LLP
PCAOB 49
AMERIPRISE FINANCIAL SERVICES, LLC
CRD 6363 · SEC 801-28543
B. RILEY WEALTH MANAGEMENT
CRD 2543 · SEC 8-31206
CAIS CAPITAL LLC
CRD 154512 · SEC 8-68646
Fund details & source
- Fund ID
- 805-5503492005
- Reported beneficial owners
- 1,216
- Minimum commitment
- $1.5M
- Form D file number
- 021-147689
Form ADV 1782549 · Aug 25, 2023 · Schedule D 7.B.(1)
Reported by ALKEON CAPITAL MANAGEMENT, LLC (CRD 118059).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
ALKEON GROWTH PARTNERS II, L.PHedge Fund · Feeder$1.13BGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
RSM US LLP
PCAOB 49
B. RILEY WEALTH MANAGEMENT
CRD 2543 · SEC 8-31206
CAIS CAPITAL LLC
CRD 154512 · SEC 8-68646
DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638
Fund details & source
- Fund ID
- 805-7298546024
- Reported beneficial owners
- 1,122
- Minimum commitment
- $1.5M
- Form D file number
- 021-144583
Form ADV 1782549 · Aug 25, 2023 · Schedule D 7.B.(1)
Reported by ALKEON CAPITAL MANAGEMENT, LLC (CRD 118059).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Mar 28, 2023 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 1782549 · Aug 25, 2023 · Items 1 & 5
Reported by ALKEON CAPITAL MANAGEMENT, LLC (CRD 118059).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $14.4B
- Non-discretionary
- $0
Reported services
Investment company portfolio management · Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
350 MADISON AVENUE, 20TH FLOORNEW YORK, NY, 10017, United States
CRD 118059
Filing source
Form ADV 1782549 · Aug 25, 2023 · Items 1 & 5
Reported by ALKEON CAPITAL MANAGEMENT, LLC (CRD 118059).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.