Investment adviser · CRD 143780

AEQUITAS INVESTMENT MANAGEMENT, LLC

Investment adviser filing (IA)

LAKE OSWEGO, OR, United States · Form ADV filed Jul 13, 2015

Regulatory AUM
$300M
Form ADV · Item 5.F
Client accounts
8
Accounts, not individual clients
Employees
51
Reported in this filing
Advisory professionals
10
Investment advisory functions

Private funds & service providers

12 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

AEQUITAS CAPITAL OPPORTUNITIES FUND, LPPrivate Equity Fund · Last reported Jul 13, 2015$145MGross asset value

Form D fundraising filings

Aequitas Capital Opportunities Fund, LP

Fund administrator APEX FUND SERVICES (US) INC. RED BANK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP PORTLAND, Oregon, United States
Custodian BANK OF AMERICA PORTLAND, Oregon, United States Related to adviser: No
Custodian INTEGRITY BANK & TRUST COLORADO SPRINGS, Colorado, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-9580448715
Reported beneficial owners
35
Minimum commitment
$1M
Form D file number
021-215338

Form ADV 934059 · Jul 13, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AEQUITAS INCOME PROTECTION FUND, LLCPrivate Equity Fund · Last reported Jul 13, 2015$37.9MGross asset value

Form D fundraising filings

Aequitas Income Protection Fund, LLC

Auditor DELOITTE & TOUCHE LLP PORTLAND, Oregon, United States
Custodian BANK OF AMERICA PORTLAND, Oregon, United States Related to adviser: No
Custodian INTEGRITY BANK & TRUST COLORADO SPRINGS, Colorado, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-4386431373
Reported beneficial owners
25
Minimum commitment
$250K
Form D file number
021-170048

Form ADV 934059 · Jul 13, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AEQUITAS ETC FOUNDERS FUND, LLCPrivate Equity Fund · Last reported Jul 13, 2015$21MGross asset value

Form D fundraising filings

Aequitas ETC Founders Fund, LLC

Auditor DELOITTE & TOUCHE LLP PORTLAND, Oregon, United States
Custodian BANK OF AMERICA PORTLAND, Oregon, United States Related to adviser: No
Custodian INTEGRITY BANK & TRUST COLORADO SPRINGS, Colorado, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-3560457941
Reported beneficial owners
33
Minimum commitment
$250K
Form D file number
021-168565

Form ADV 934059 · Jul 13, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AEQUITAS HYBRID FUND, LLC - SERIES APrivate Equity Fund · Last reported Jul 13, 2015$9.12MGross asset value
Auditor DELOITTE & TOUCHE LLP PORTLAND, Oregon, United States
Custodian BANK OF AMERICA PORTLAND, Oregon, United States Related to adviser: No
Custodian INTEGRITY BANK & TRUST COLORADO SPRINGS, Colorado, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-6084949091
Reported beneficial owners
44
Minimum commitment
$250K
Form D file number
021-97440

Form ADV 934059 · Jul 13, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AEQUITAS ENHANCED INCOME FUND, LLCOther Private Fund · Last reported Jul 13, 2015$0Gross asset value

Form D fundraising filings

Aequitas Enhanced Income Fund, LLC

Auditor DELOITTE & TOUCHE LLP PORTLAND, Oregon, United States
Custodian BANK OF AMERICA PORTLAND, Oregon, United States Related to adviser: No
Custodian INTEGRITY BANK & TRUST COLORADO SPRINGS, Colorado, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-7396670448
Reported beneficial owners
0
Minimum commitment
$250K
Form D file number
021-225615

Form ADV 934059 · Jul 13, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AEQUITAS CAREPAYMENT FOUNDERS FUND, LLCPrivate Equity Fund · Last reported Sep 11, 2012$13.2MGross asset value

Form D fundraising filings

Aequitas CarePayment Founders Fund, LLC

Auditor EISNERAMPER LLP SAN FRANCISCO, California, United States
Custodian KEY BANK, N.A. PORTLAND, Oregon, United States Related to adviser: No
Custodian WEST COAST TRUST SALEM, Oregon, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-8725459840
Reported beneficial owners
23
Minimum commitment
$250K
Form D file number
021-142411

Form ADV 667204 · Sep 11, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AEQUITAS CAREPAYMENT(R) FUND, LLCPrivate Equity Fund · Last reported Mar 24, 2014$9.07MGross asset value

Form D fundraising filings

Aequitas CarePayment Fund, LLC

Auditor DELOITTE & TOUCHE LLP PORTLAND, Oregon, United States
Custodian BANK OF AMERICA PORTLAND, Oregon, United States Related to adviser: No
Custodian WEST COAST TRUST SALEM, Oregon, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-6935500691
Reported beneficial owners
13
Minimum commitment
$500K
Form D file number
021-142138

Form ADV 784706 · Mar 24, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 13, 2015. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

5300 MEADOWS ROAD, SUITE 400
LAKE OSWEGO, OR, 97035, United States

CRD 143780

Filing source

Form ADV 934059 · Jul 13, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.