Form D · Private Equity Fund

Aequitas Income Protection Fund, LLC

Lake Oswego, OR · CIK 0001536884

Offering snapshot reported Apr 10, 2014 · SEC filing

Reported sold
$75.8M
Indefinite offering
Investors reported
75
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$37.9M$75.8MDec 14, 2011: $100,000.00Dec 14, 2011Mar 30, 2012: $10,200,000.00Mar 30, 2012: $10,200,000.00Apr 12, 2013: $51,485,808.00Apr 12, 2013Apr 10, 2014: $75,841,848.00Apr 10, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$51,485,808 → $75,841,848
  • Reported investors69 → 75

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 10, 2014Amendment$75,841,848$24,356,040vs Apr 12, 201375SEC filing
Apr 12, 2013Amendment$51,485,808$41,285,808vs Mar 30, 201269SEC filing
Mar 30, 2012Amendment$10,200,000$10,100,000vs Dec 14, 20114SEC filing
Mar 30, 2012Amendment$10,200,000$10,100,000vs Dec 14, 20114SEC filing
Dec 14, 2011Initial$100,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$211K (estimated)
Finders' fees
$0
Form D file number
021-170048
The minimum investment may be waived by the Manager in its sole discretion.
Figures shown do not include amounts paid to employees as part of their compensation package.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
RP Capital LLC134768
Mann Mann Jensen Partners137389
Ascendiant Securities, LLC129236Alpha Strategies Investment Consulting · CRD 151782
CV Brokerage, Inc.462Arch Street Advisors
Dinosaur Securities, L.L.C.104446

Source: Form D, filed Apr 10, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AEQUITAS INCOME PROTECTION FUND, LLC

Investment adviser: AEQUITAS INVESTMENT MANAGEMENT, LLC

Gross asset value
$37.9M
Beneficial owners
25
ADV minimum commitment
$250K

Reported in Form ADV on Jul 13, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor DELOITTE & TOUCHE LLP PORTLAND, Oregon, United States
Custodian BANK OF AMERICA PORTLAND, Oregon, United States Related to adviser: No
Custodian INTEGRITY BANK & TRUST COLORADO SPRINGS, Colorado, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 934059 · Jul 13, 2015 · Schedule D 7.B.(1), fund 805-4386431373

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Aequitas Commercial Finance, Llc Aequitas Commercial Finance, Llc Director
Aequitas Investment Management, Llc Aequitas Investment Management, Llc Executive
Andrew N Mac Ritchie Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
5300 Meadows Rd Suite 400
Lake Oswego, OR, 97035