Form D · Private Equity Fund

Aequitas Capital Opportunities Fund, LP

Lake Oswego, OR · CIK 0001599985

Offering snapshot reported May 1, 2015 · SEC filing

Reported sold: $102M
Investors reported: 57
Minimum accepted: $1M
First sale: May 1, 2014

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$7,250,000 → $102,070,707
Reported investors9 → 57

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 1, 2015	Amendment	$102,070,707	$94,820,707vs May 9, 2014	57	SEC filing
May 9, 2014	Amendment	$7,250,000	No comparison	9	SEC filing
Apr 10, 2014	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $8.75K (estimated)
Form D file number: 021-215338

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
RP Capital LLC	134768

Source: Form D, filed May 1, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AEQUITAS CAPITAL OPPORTUNITIES FUND, LP

Investment adviser: AEQUITAS INVESTMENT MANAGEMENT, LLC

Gross asset value: $145M
Beneficial owners: 35
ADV minimum commitment: $1M

Reported in Form ADV on Jul 13, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND SERVICES (US) INC. RED BANK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP PORTLAND, Oregon, United States

Custodian BANK OF AMERICA PORTLAND, Oregon, United States Related to adviser: No

Custodian INTEGRITY BANK & TRUST COLORADO SPRINGS, Colorado, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 934059 · Jul 13, 2015 · Schedule D 7.B.(1), fund 805-9580448715

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Aequitas Capital Opportunities Gp, Llc Aequitas Capital Opportunities Gp, Llc	Executive
N/A Aequitas Capital Opportunities Gp, Llc	Promoter
N/A Aequitas Investment Management, Llc	Executive
Craig J. Froude	Executive
Andrew N. Mac Ritchie	Executive
William J. Ruh	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

5300 Meadows Road Suite 400
Lake Oswego, OR, 97035