Form D · Other Investment Fund

Aequitas Enhanced Income Fund, LLC

Lake Oswego, OR · CIK 0001619708

Offering snapshot reported Apr 13, 2015 · SEC filing

Reported sold
$5M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Feb 2, 2015
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 1
  • Minimum accepted$0 → $1,000,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 13, 2015Amendment$5,000,000No comparison1SEC filing
Oct 1, 2014InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-225615
The minimum investment may be waived by the Manager in its sole discretion.

Source: Form D, filed Apr 13, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AEQUITAS ENHANCED INCOME FUND, LLC

Investment adviser: AEQUITAS INVESTMENT MANAGEMENT, LLC

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$250K

Reported in Form ADV on Jul 13, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor DELOITTE & TOUCHE LLP PORTLAND, Oregon, United States
Custodian BANK OF AMERICA PORTLAND, Oregon, United States Related to adviser: No
Custodian INTEGRITY BANK & TRUST COLORADO SPRINGS, Colorado, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 934059 · Jul 13, 2015 · Schedule D 7.B.(1), fund 805-7396670448

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Aequitas Investment Management, Llc Aequitas Investment Management, Llc Executive
Andrew N Mac Ritchie Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
5300 Meadows Rd Suite 400
Lake Oswego, OR, 97035