Form D · Private Equity Fund

Wazee Street Opportunities Fund IV LP

Denver, CO · CIK 0001672427

Offering snapshot reported Apr 20, 2016 · SEC filing

Reported sold: $21.5M
Investors reported: 8
Minimum accepted: $1M
First sale: Apr 8, 2016

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 20, 2016	Initial	$21,500,000	No comparison	8	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-261711

Source: Form D, filed Apr 20, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WAZEE STREET OPPORTUNITIES FUND IV LP

Investment adviser: WAZEE STREET CAPITAL MANAGEMENT LLC

Gross asset value: $10.2M
Beneficial owners: 22
ADV minimum commitment: $1M

Reported in Form ADV on Sep 29, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP DENVER, Colorado, United States

Custodian BTIG, LLC SAN FRANCSISCO, California, United States Related to adviser: No

Custodian EQ SHAREOWNER SERVICES MENDOTA HEIGHTS, Minnesota, United States Related to adviser: No

Custodian EQUINITI TRUST COMPANY, LLC BROOKLYN, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK, NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No

Prime broker BTIG, LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

BTIG, LLC
SEC 8-65473

EQUINITI TRUST COMPANY, LLC
LEI 254900TS5EWP83BEOU02

GOLDMAN SACHS & CO. LLC
SEC 8-129

JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
LEI 7H6GLXDRUGQFU57RNE97

BTIG, LLC
CRD 122225 · SEC 8-65473

Filing source

Form ADV 2135319 · Sep 29, 2026 · Schedule D 7.B.(1), fund 805-1110769428

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Wazee Street Opportunities Fund LP	Nov 19, 2012	$14,600,000	16
Wazee Street Opportunities Fund II LP	Feb 11, 2014	$35,650,000	36
Wazee Street Opportunities Fund IV LP (this fund)	Apr 20, 2016	$21,500,000	8
Wazee Street Opportunities Fund V LP	Jan 4, 2021	$150,381,612	20

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
R. Michael Collins	Director, Executive
Stephanie Mc Coy	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

7900 E. Union Avenue, Suite 1100
Denver, CO, 80237