Form D · Private Equity Fund

Wazee Street Opportunities Fund V LP

Greenwood Village, CO · CIK 0001797417

Offering snapshot reported Jan 4, 2021 · SEC filing

Reported sold
$150M
Indefinite offering
Investors reported
20
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 25, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$75.2M$150MJan 2, 2020: $45,202,020.00Jan 2, 2020Jan 4, 2021: $150,381,612.00Jan 4, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$45,202,020 → $150,381,612
  • Reported investors15 → 20

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 4, 2021Amendment$150,381,612$105,179,592vs Jan 2, 202020SEC filing
Jan 2, 2020Initial$45,202,020No comparison15SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$1M (estimated)
Finders' fees
$0
Form D file number
021-356925
The estimate includes amounts which may be payable in the next 12 months.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Thomas Edward Bratkovich6356180Hollister Associates, LLC · CRD 173366
Ajay Sharma2658893Weild & Co. · CRD 132398
Patrick Scott Shattenkirk1066529Weild & Co. · CRD 132398
Gino Thomas Cordisco1056720Weild & Co. · CRD 132398
Terry L. Wetterman Jr.4232283Weild & Co. · CRD 132398
Shannon Marie Zoller5596811Innovation Partners LLC · CRD 146344
Ian Roderick Mackenzie6093098Innovation Partners LLC · CRD 146344

Source: Form D, filed Jan 4, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WAZEE STREET OPPORTUNITIES FUND V LP

Investment adviser: WAZEE STREET CAPITAL MANAGEMENT LLC

Gross asset value
$161M
Beneficial owners
19
ADV minimum commitment
$5M

Reported in Form ADV on Sep 29, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP DENVER, Colorado, United States
Custodian ANTARES CAPITAL LP CHICAGO, Illinois, United States Related to adviser: No
Custodian BTIG, LLC SAN FRANSCISCO, California, United States Related to adviser: No
Custodian EQ SHAREOWNER SERVICES MENDOTA HEIGHTS, Minnesota, United States Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK, NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No
Custodian ROYAL BANK OF CANADA TORONTO, Canada Related to adviser: No
Custodian WILMINGTON SAVINGS FUND SOCIETY, FSB WILMINGTON, Delaware, United States Related to adviser: No
Prime broker BTIG, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

ANTARES CAPITAL LP
LEI 254900O94N1KQPBGGB08

BTIG, LLC
SEC 8-65473

GOLDMAN SACHS & CO. LLC
SEC 8-129

JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
LEI 7H6GLXDRUGQFU57RNE97

ROYAL BANK OF CANADA
LEI ES7IP3U3RHIGC71XBU11

WILMINGTON SAVINGS FUND SOCIETY, FSB
LEI 5493005DKMV1IHIM8E20

BTIG, LLC
CRD 122225 · SEC 8-65473

Filing source

Form ADV 2135319 · Sep 29, 2026 · Schedule D 7.B.(1), fund 805-9755438389

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert Michael Collins Executive
Stephanie Mc Coy Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
8101 E. Prentice Ave., Suite 610
Greenwood Village, CO, 80111