Form D · Private Equity Fund

Wazee Street Opportunities Fund II LP

Denver, CO · CIK 0001599271

Offering snapshot reported Feb 11, 2014 · SEC filing

Reported sold: $35.7M
Investors reported: 36
Minimum accepted: $50K
First sale: Oct 31, 2013

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 11, 2014	Initial	$35,650,000	No comparison	36	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-211695

Source: Form D, filed Feb 11, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WAZEE STREET OPPORTUNITIES FUND II LP

Investment adviser: WAZEE STREET CAPITAL MANAGEMENT LLC

Gross asset value: $19.9M
Beneficial owners: 37
ADV minimum commitment: $250K

Reported in Form ADV on Jun 29, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MG STOVER & COMPANY DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP DENVER, Colorado, United States

Custodian BTIG, LLC SAN FRANCISCO, California, United States Related to adviser: No

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker BTIG, LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

BTIG, LLC
SEC 8-65473

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

GOLDMAN SACHS & CO. LLC
SEC 8-129

BTIG, LLC
CRD 122225 · SEC 8-65473

Filing source

Form ADV 1548771 · Jun 29, 2021 · Schedule D 7.B.(1), fund 805-1457978231

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Wazee Street Opportunities Fund LP	Nov 19, 2012	$14,600,000	16
Wazee Street Opportunities Fund II LP (this fund)	Feb 11, 2014	$35,650,000	36
Wazee Street Opportunities Fund IV LP	Apr 20, 2016	$21,500,000	8

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
R Michael Collins	Executive
John P Freidenrich	Executive
Stephanie S Mc Coy	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

700 E Union Ave Suite 1100
Denver, CO, 80237