Form D · Hedge Fund

Warberg WF XIII LP

Winnetka, IL · CIK 0002076210

Offering snapshot reported Aug 25, 2025 · SEC filing

Reported sold: $33.6M
Investors reported: 60
Minimum accepted: $80K
First sale: Aug 11, 2025

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 25, 2025	Initial	$33,631,000	No comparison	60	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-555728

Source: Form D, filed Aug 25, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WARBERG WF XIII LP

Investment adviser: WARBERG ASSET MANAGEMENT LLC

Gross asset value: $44.6M
Beneficial owners: 57
ADV minimum commitment: $250K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING OAK BROOKTERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BAKER TILLY US, LLP CHICAGO, Illinois, United States

Custodian CELADON FINANCIAL GROUP LLC MORRISTOWN, New Jersey, United States Related to adviser: No

Custodian FIFTH THIRD BANK CINCINNATI, Ohio, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Prime broker FIDELITY INVESTMENT SERVICES BOSTON, Massachusetts, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BAKER TILLY US, LLP
PCAOB 23

CELADON FINANCIAL GROUP LLC
SEC 8-47288

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Filing source

Form ADV 2078057 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-3809205194

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Warberg WF III LP	Jun 27, 2014	$9,237,500	10
Warberg WF IV LP	Jan 19, 2016	$5,650,000	6
Warberg WF V LP	Jan 31, 2017	$13,900,000	15
Warberg WF VI LP	Mar 15, 2018	$14,325,000	24
Warberg WF VII LP	Apr 2, 2019	$15,650,000	33
Warberg WF VIII LP	May 4, 2020	$17,041,000	39
Warberg WF IX LP	May 7, 2021	$23,866,000	Not reported
Warberg WF X LP	May 18, 2022	$28,936,000	50
Warberg WF XI LP	Jul 14, 2023	$25,746,000	46
Warberg WF XII LP	Aug 5, 2024	$31,176,000	56
Warberg WF XIII LP (this fund)	Aug 25, 2025	$33,631,000	60
Warberg WF XIV LP	Jul 20, 2026	$39,276,000	69

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jonathan Blumberg	Executive
N/A Warberg Asset Management Llc	Promoter
Daniel Warsh	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

716 Oak Street
Winnetka, IL, 60093