Form D · Hedge Fund

Warberg WF VI LP

Winnetka, IL · CIK 0001730237

Offering snapshot reported Mar 15, 2018 · SEC filing

Reported sold: $14.3M
Investors reported: 24
Minimum accepted: $250K
First sale: Feb 1, 2018

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 15, 2018	Initial	$14,325,000	No comparison	24	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-307767

Source: Form D, filed Mar 15, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WARBERG WF VI LP

Investment adviser: WARBERG ASSET MANAGEMENT LLC

Gross asset value: $37.8M
Beneficial owners: 24
ADV minimum commitment: $250K

Reported in Form ADV on Mar 27, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BAKER TILLY VIRCHOW & KRAUSE LLP CHICAGO, Illinois, United States

Custodian FIFTH THIRD BANK CHICAGO, Illinois, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES BOSTON, Massachusetts, United States Related to adviser: No

Custodian STIFEL NICOLAUS & COMPANY ST LOUIS, Missouri, United States Related to adviser: No

Prime broker NATIONAL FINANCIAL SERVICES BOSTON, Massachusetts, United States

Prime broker STIFEL NICOLAUS & COMPANY ST LOUIS, Missouri, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BAKER TILLY VIRCHOW & KRAUSE LLP
PCAOB 23

Filing source

Form ADV 1401699 · Mar 27, 2020 · Schedule D 7.B.(1), fund 805-4696250538

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Warberg WF I LP	Jan 31, 2014	$6,350,000	12
Warberg WF II LP	Mar 19, 2013	$6,600,000	7
Warberg WF III LP	Jun 27, 2014	$9,237,500	10
Warberg WF IV LP	Jan 19, 2016	$5,650,000	6
Warberg WF V LP	Jan 31, 2017	$13,900,000	15
Warberg WF VI LP (this fund)	Mar 15, 2018	$14,325,000	24
Warberg WF VII LP	Apr 2, 2019	$15,650,000	33
Warberg WF VIII LP	May 4, 2020	$17,041,000	39
Warberg WF IX LP	May 7, 2021	$23,866,000	Not reported
Warberg WF X LP	May 18, 2022	$28,936,000	50
Warberg WF XI LP	Jul 14, 2023	$25,746,000	46
Warberg WF XII LP	Aug 5, 2024	$31,176,000	56

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jonathan Blumberg	Executive
N/A Warberg Asset Management Llc	Promoter
Daniel Warsh	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

716 Oak Street
Winnetka, IL, 60093