Form D · Hedge Fund

Warberg WF XII LP

Winnetka, IL · CIK 0002026786

Offering snapshot reported Aug 5, 2024 · SEC filing

Reported sold
$31.2M
Offering amount: $35M
Investors reported
56
Form D · investor count
Minimum accepted
$75K
Reported outside-investor minimum
First sale
Jul 19, 2024
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 5, 2024Initial$31,176,000No comparison56SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-520587

Source: Form D, filed Aug 5, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WARBERG WF XII LP

Investment adviser: WARBERG ASSET MANAGEMENT LLC

Gross asset value
$38.6M
Beneficial owners
53
ADV minimum commitment
$250K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BAKER TILLY US, LLP CHICAGO, Illinois, United States
Custodian FIFTH THIRD BANK CINCINNATI, Ohio, United States Related to adviser: No
Custodian NATIONAL FINANCIAL SERVICES BOSTON, Massachusetts, United States Related to adviser: No
Prime broker FIDELITY INVESTMENT SERVICES BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BAKER TILLY US, LLP
PCAOB 23

Filing source

Form ADV 2078057 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-1903718357

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jonathan Blumberg Executive
N/A Warberg Asset Management Llc Promoter
Daniel Warsh Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
716 Oak Street
Winnetka, IL, 60093