Form D · Hedge Fund

Warberg WF II LP

Winnetka, IL · CIK 0001572480

Offering snapshot reported Mar 19, 2013 · SEC filing

Reported sold
$6.6M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Mar 1, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 19, 2013Initial$6,600,000No comparison7SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-193545

Source: Form D, filed Mar 19, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WARBERG WF II LP

Investment adviser: WARBERG ASSET MANAGEMENT LLC

Gross asset value
$7.27M
Beneficial owners
15
ADV minimum commitment
$250K

Reported in Form ADV on Mar 27, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING OAK BROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY LLP CHICAGO, Illinois, United States
Custodian FIDELITY INVESTMENT SERVICES, INC. BOSTON, Massachusetts, United States Related to adviser: No
Custodian WELLS FARGO ADVISORS, LLC OLD GREENWICH, Connecticut, United States Related to adviser: No
Prime broker FIDELITY INVESTMENT SERVICES, INC. BOSTON, Massachusetts, United States
Prime broker WELLS FARGO ADVISERS OLD GREENWICH, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 880203 · Mar 27, 2015 · Schedule D 7.B.(1), fund 805-3870505508

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jonathan Blumberg Executive
N/A Warberg Asset Management Llc Promoter
Daniel R. Warsh Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
716 Oak Street
Winnetka, IL, 60093