Form D · Other Investment Fund

USB Focus Fund XXVII, LLC

Lincoln, MA · CIK 0001565886

Offering snapshot reported Apr 5, 2013 · SEC filing

Reported sold
$7.05M
Offering amount: $7.05M
Investors reported
89
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Dec 24, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.53M$7.05MJan 4, 2013: $2,000,000.00Jan 4, 2013Jan 16, 2013: $4,875,000.00Jan 30, 2013: $6,150,000.00Jan 30, 2013Feb 13, 2013: $6,900,000.00Apr 5, 2013: $7,050,000.00Apr 5, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$6,900,000 → $7,050,000
  • Reported investors86 → 89

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 5, 2013Amendment$7,050,000$150,000vs Feb 13, 201389SEC filing
Feb 13, 2013Amendment$6,900,000$750,000vs Jan 30, 201386SEC filing
Jan 30, 2013Amendment$6,150,000$1,275,000vs Jan 16, 201376SEC filing
Jan 16, 2013Amendment$4,875,000$2,875,000vs Jan 4, 201350SEC filing
Jan 4, 2013Initial$2,000,000No comparison20SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-189529
Commissions and finders' fees will be payable by the Company in which USB Focus Fund XXVII, LLC will invest.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
U.S. Boston Capital Corporation5251

Source: Form D, filed Apr 5, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

USB FOCUS FUND XXVII, LLC

Investment adviser: PEAR TREE PARTNERS, LP

Gross asset value
$6.26M
Beneficial owners
91
ADV minimum commitment
$25K

Reported in Form ADV on Jan 22, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor EDELSTEIN & COMPANY BOSTON, Massachusetts, United States
Custodian SILICON VALLEY BANK - FIRST CITIZENS BANK BOSTON, Massachusetts, United States Related to adviser: No
Marketer U. S. BOSTON CAPITAL CORPORATION LINCOLN, Massachusetts, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

EDELSTEIN & COMPANY
PCAOB 3376

SILICON VALLEY BANK - FIRST CITIZENS BANK
LEI 0001172928

U. S. BOSTON CAPITAL CORPORATION
CRD 5251 · SEC 8-15885

Filing source

Form ADV 1816414 · Jan 22, 2024 · Schedule D 7.B.(1), fund 805-6933381684

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jennifer Dougherty Executive
Kathryn Collings Laing Executive
Leon Okurowski Executive
N/A Pear Tree Partners, L.P. Executive
Willard Umphrey Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
55 Old Bedford Road Suite 202
Lincoln, MA, 01773