Form D · Other Investment Fund
USB Focus Fund XXII, LLC
Lincoln, MA · CIK 0001486771
Offering snapshot reported May 25, 2010 · SEC filing
- Reported sold
- $6.5M Offering amount: $6.5M
- Investors reported
- 30 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Mar 11, 2010 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$4,200,000 → $6,500,000
- Reported investors24 → 30
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 25, 2010 | Amendment | $6,500,000 | $2,300,000vs Apr 23, 2010 | 30 | SEC filing |
| Apr 23, 2010 | Amendment | $4,200,000 | $1,225,000vs Mar 26, 2010 | 24 | SEC filing |
| Mar 26, 2010 | Initial | $2,975,000 | No comparison | 17 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-139980
Commissions and finders' fees will be payable by the Company in which USB Focus Fund XXII, LLC will invest.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| U.S. Boston Capital Corporation | 5251 |
Source: Form D, filed May 25, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
USB FOCUS FUND XXII, LLC
Investment adviser: PEAR TREE PARTNERS, LP
- Gross asset value
- $6.42M
- Beneficial owners
- 30
- ADV minimum commitment
- $50K
Reported in Form ADV on Jun 25, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
U. S. BOSTON CAPITAL CORPORATION
SEC 8-15885
U. S. BOSTON CAPITAL CORPORATION
CRD 5251 · SEC 8-15885
Filing source
Form ADV 1225220 · Jun 25, 2018 · Schedule D 7.B.(1), fund 805-1984058721
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kathryn Collings Laing | Executive |
| N/A Pear Tree Partners, L.P. | Executive |
| Willard Umphrey | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Lincoln, MA, 01773