Form D · Other Investment Fund

USB Focus Fund XXII, LLC

Lincoln, MA · CIK 0001486771

Offering snapshot reported May 25, 2010 · SEC filing

Reported sold
$6.5M
Offering amount: $6.5M
Investors reported
30
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Mar 11, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.25M$6.5MMar 26, 2010: $2,975,000.00Mar 26, 2010Apr 23, 2010: $4,200,000.00Apr 23, 2010May 25, 2010: $6,500,000.00May 25, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,200,000 → $6,500,000
  • Reported investors24 → 30

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 25, 2010Amendment$6,500,000$2,300,000vs Apr 23, 201030SEC filing
Apr 23, 2010Amendment$4,200,000$1,225,000vs Mar 26, 201024SEC filing
Mar 26, 2010Initial$2,975,000No comparison17SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-139980
Commissions and finders' fees will be payable by the Company in which USB Focus Fund XXII, LLC will invest.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
U.S. Boston Capital Corporation5251

Source: Form D, filed May 25, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

USB FOCUS FUND XXII, LLC

Investment adviser: PEAR TREE PARTNERS, LP

Gross asset value
$6.42M
Beneficial owners
30
ADV minimum commitment
$50K

Reported in Form ADV on Jun 25, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian U. S. BOSTON CAPITAL CORPORATION LINCOLN, Massachusetts, United States Related to adviser: Yes
Marketer U. S. BOSTON CAPITAL CORPORATION LINCOLN, Massachusetts, United States Related to adviser: Yes
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

U. S. BOSTON CAPITAL CORPORATION
SEC 8-15885

U. S. BOSTON CAPITAL CORPORATION
CRD 5251 · SEC 8-15885

Filing source

Form ADV 1225220 · Jun 25, 2018 · Schedule D 7.B.(1), fund 805-1984058721

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kathryn Collings Laing Executive
N/A Pear Tree Partners, L.P. Executive
Willard Umphrey Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O U.S. Boston Capital Corporation 55 Old Bedford Road, Suite 202
Lincoln, MA, 01773