Form D · Other Investment Fund

USB Focus Fund XXI, LLC

Lincoln, MA · CIK 0001485858

Offering snapshot reported May 25, 2010 · SEC filing

Reported sold: $13.5M
Investors reported: 92
Minimum accepted: $50K
First sale: Mar 3, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$12,750,000 → $13,500,000
Reported investors83 → 92

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 25, 2010	Amendment	$13,500,000	$750,000vs Apr 14, 2010	92	SEC filing
Apr 14, 2010	Amendment	$12,750,000	$5,150,000vs Mar 18, 2010	83	SEC filing
Mar 18, 2010	Initial	$7,600,000	No comparison	43	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-139765

Commissions and finders' fees will be payable by the Company in which USB Focus Fund XXI, LLC will invest.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
U.S. Boston Capital Corporation	5251

Source: Form D, filed May 25, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

USB FOCUS FUND XXI LLC

Investment adviser: PEAR TREE PARTNERS, LP

Gross asset value: $13.3M
Beneficial owners: 93
ADV minimum commitment: $50K

Reported in Form ADV on Jun 25, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian U. S. BOSTON CAPITAL CORPORATION LINCOLN, Massachusetts, United States Related to adviser: Yes

Marketer U. S. BOSTON CAPITAL CORPORATION LINCOLN, Massachusetts, United States Related to adviser: Yes

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

U. S. BOSTON CAPITAL CORPORATION
SEC 8-15885

U. S. BOSTON CAPITAL CORPORATION
CRD 5251 · SEC 8-15885

Filing source

Form ADV 1225220 · Jun 25, 2018 · Schedule D 7.B.(1), fund 805-5076593232

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
USB Focus Fund XXI, LLC (this fund)	May 25, 2010	$13,500,000	92
USB Focus Fund XXII, LLC	May 25, 2010	$6,500,000	30
USB Focus Fund XXIII, LLC	Feb 9, 2010	$13,375,000	95
USB Focus Fund XXIV, LLC	Oct 14, 2011	$9,525,000	87
USB Focus Fund XXV, LLC	Dec 14, 2011	$4,225,000	71
USB Focus Fund XXVI, LLC	Jul 16, 2012	$7,350,105	46
USB Focus Fund XXVII, LLC	Apr 5, 2013	$7,050,000	89
USB Focus Fund XXVIII, LLC	Sep 14, 2015	$3,000,000	60
USB Focus Fund XXIX, LLC	Mar 27, 2014	$4,950,000	73

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Kathryn Collings Laing	Executive
N/A Pear Tree Partners, L.P.	Executive
Willard Umphrey	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

55 Old Bedford Road Suite 202
Lincoln, MA, 01773