Form D · Other Investment Fund

U.S. RESIDENTIAL OPPORTUNITY FUND IV LP

Chicago, IL · CIK 0001598132

Offering snapshot reported Jan 29, 2014 · SEC filing

Reported sold: $117M
Investors reported: 2
Minimum accepted: $5M
First sale: Sep 10, 2013

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 29, 2014	Initial	$117,000,000	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-210893

This amount includes capital contributed by an offshore feeder fund.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
N/A	None	Neuberger Berman LLC · CRD 2908

Source: Form D, filed Jan 29, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

U.S. RESIDENTIAL OPPORTUNITY FUND IV LP

Investment adviser: NEUBERGER BERMAN INVESTMENT ADVISERS LLC

Gross asset value: $17.5M
Beneficial owners: 7
ADV minimum commitment: $5M

Reported in Form ADV on Nov 10, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian U.S. BANK NATIONAL ASSOCIATION ST. PAUL, Minnesota, United States Related to adviser: No

Marketer NEUBERGER BERMAN BD LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LTD.
PCAOB 1655

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

NEUBERGER BERMAN BD LLC
CRD 2908 · SEC 801-3908

Filing source

Form ADV 1466889 · Nov 10, 2020 · Schedule D 7.B.(1), fund 805-5375953819

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
U.S. Residential Opportunity Fund I LLC	Jun 6, 2013	$355,010,000	1
U.S. RESIDENTIAL OPPORTUNITY FUND IV LP (this fund)	Jan 29, 2014	$117,000,000	2

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Joseph V. Amato	Executive
Terrence Glomski	Executive
Lawrence Kohn	Executive
N/A Neuberger Berman Fixed Income Gp Holdings Llc	Executive, Promoter
N/A Neuberger Berman Fixed Income Llc	Promoter
Bradley C. Tank	Executive
N/A U.S. Rof Gp Iv Llc	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

190 South Lasalle Street Suite 2400
Chicago, IL, 60603