Investment adviser · CRD 124687

NEUBERGER BERMAN INVESTMENT ADVISERS LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Sep 24, 2026

Regulatory AUM: $399B
Client accounts: 43,954
Employees: 1,542
Advisory professionals: 646

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	378	$142,341,395,355	35.7%
Investment companies	72	$69,734,423,603	17.5%
High-net-worth individuals	15,676	$63,035,665,143	15.8%
Retirement plans	710	$28,486,763,414	7.1%
Government entities	44	$27,810,783,232	7.0%
Insurance companies	62	$24,051,394,774	6.0%
Corporations & businesses	1,828	$14,230,894,485	3.6%
Sovereign wealth & foreign institutions	14	$9,441,618,911	2.4%
Individuals	24,100	$8,852,730,569	2.2%
Charities	991	$6,000,269,905	1.5%
Other investment advisers	9	$3,877,739,512	1.0%
Other clients	69	$692,704,195	0.2%
Banks & thrifts	1	$93,528,361	0.0%

Filing source

Form ADV 2131395 · Sep 24, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

HOMEWARD OPPORTUNITIES FUND LPHedge Fund · Last reported Sep 24, 2026$2.21BGross asset value

Feeder funds

HOMEWARD OPPORTUNITIES GUERNSEY FUND LP
HOMEWARD OPPORTUNITIES OFFSHORE FUND LP

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian U.S. BANK NATIONAL ASSOCIATION ST. PAUL, Minnesota, United States Related to adviser: No

Marketer NEUBERGER BERMAN BD LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LTD.
PCAOB 1655

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

NEUBERGER BERMAN BD LLC
CRD 2908 · SEC 801-3908

Fund details & source

Fund ID: 805-2359537361
Reported beneficial owners: 11
Minimum commitment: $0
Form D file number: 021-300821
Form D file number: 021-300824

Form ADV 2131395 · Sep 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEUBERGER BERMAN U.S. EQUITY INDEX PUTWRITE FUND LLCHedge Fund · Last reported Sep 24, 2026$1.68BGross asset value

Form D fundraising filings

Neuberger Berman U.S. Equity Index PutWrite Fund LLC

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands

Custodian U.S. BANK NATIONAL ASSOCIATION CHARLOTTE, North Carolina, United States Related to adviser: No

Marketer NEUBERGER BERMAN BD LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LTD
PCAOB 1655

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

NEUBERGER BERMAN BD LLC
CRD 2908 · SEC 801-3908

Fund details & source

Fund ID: 805-7482979456
Reported beneficial owners: 61
Minimum commitment: $10M
Form D file number: 021-280705

Form ADV 2131395 · Sep 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEUBERGER BERMAN (PF) STRATEGIC MULTI-SECTOR FIXED INCOME FUND LLCHedge Fund · Last reported Sep 24, 2026$1.16BGross asset value

Form D fundraising filings

Neuberger Berman (PF) Strategic Multi-Sector Fixed Income Fund LLC

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian U.S. BANK NATIONAL ASSOCIATION CINCINNATI, Ohio, United States Related to adviser: No

Marketer NEUBERGER BERMAN BD LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LTD.
PCAOB 1655

U.S. BANK NATIONAL ASSOCIATION
LEI 5493000RCVOSMHJNFO64

NEUBERGER BERMAN BD LLC
CRD 2908 · SEC 801-3908

Fund details & source

Fund ID: 805-1635305450
Reported beneficial owners: 25
Minimum commitment: $10M
Form D file number: 021-375356

Form ADV 2131395 · Sep 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GROVE FUNDING IV LPHedge Fund · Last reported Sep 24, 2026$961MGross asset value

Form D fundraising filings

Grove Funding IV LP

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian U.S. BANK NATIONAL ASSOCIATION ST. PAUL, Minnesota, United States Related to adviser: No

Marketer NEUBERGER BERMAN BD LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LTD.
PCAOB 1655

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

NEUBERGER BERMAN BD LLC
CRD 2908 · SEC 801-3908

Fund details & source

Fund ID: 805-5900769533
Reported beneficial owners: 5
Minimum commitment: $0
Form D file number: 021-503224

Form ADV 2131395 · Sep 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NBEC SPC/NBEC CLO XX SPSecuritized Asset Fund · Last reported Sep 24, 2026$488MGross asset value

Form D fundraising filings

NBEC CLO XX SP

Fund administrator MUFG CAPITAL ANALYTICS LLC DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian U.S. BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

U.S. BANK, N.A.
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source

Fund ID: 805-9049834057
Reported beneficial owners: 0
Minimum commitment: $25K
Form D file number: 021-254421

Form ADV 2131395 · Sep 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEUBERGER BERMAN CLO XX, LTD.Securitized Asset Fund · Last reported Sep 24, 2026$488MGross asset value

Fund administrator MAPLESFS GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian U.S. BANK TRUST COMPANY, N.A. CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

U.S. BANK TRUST COMPANY, N.A.
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source

Fund ID: 805-4924177388
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2131395 · Sep 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEUBERGER BERMAN CLO XXI, LTD.Securitized Asset Fund · Last reported Sep 24, 2026$488MGross asset value

Fund administrator MAPLESFS GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-9352030573
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2131395 · Sep 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 24, 2026. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

1290 AVENUE OF THE AMERICAS
NEW YORK, NY, 10104, United States

CRD 124687

Filing source

Form ADV 2131395 · Sep 24, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.