Form D · Other Investment Fund

U.S. Residential Opportunity Fund I LLC

Chicago, IL · CIK 0001545798

Offering snapshot reported Jun 6, 2013 · SEC filing

Reported sold: $355M
Investors reported: 1
Minimum accepted: $50M
First sale: Mar 21, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$205,000,000 → $355,010,000
Minimum accepted$30,000,000 → $50,000,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 6, 2013	Amendment	$355,010,000	$150,010,000vs Jan 24, 2013	1	SEC filing
Jan 24, 2013	Amendment	$205,000,000	$175,000,000vs Apr 5, 2012	1	SEC filing
Oct 12, 2012	Amendment	$105,000,000	$75,000,000vs Apr 5, 2012	1	SEC filing
Apr 5, 2012	Initial	$30,000,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-176213

Source: Form D, filed Jun 6, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

U.S. RESIDENTIAL OPPORTUNITY FUND I LLC

Investment adviser: NEUBERGER BERMAN INVESTMENT ADVISERS LLC

Gross asset value: $5.02M
Beneficial owners: 2
ADV minimum commitment: $50M

Reported in Form ADV on Jan 15, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U.S. BANK GLOBAL FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian U.S. BANK NATIONAL ASSOCIATION ST. PAUL, Minnesota, United States Related to adviser: No

Marketer NEUBERGER BERMAN BD LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LTD.
PCAOB 1655

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

NEUBERGER BERMAN BD LLC
CRD 2908 · SEC 801-3908

Filing source

Form ADV 1264788 · Jan 15, 2019 · Schedule D 7.B.(1), fund 805-8841071590

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
U.S. Residential Opportunity Fund I LLC (this fund)	Jun 6, 2013	$355,010,000	1
U.S. RESIDENTIAL OPPORTUNITY FUND IV LP	Jan 29, 2014	$117,000,000	2

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Joseph Amato	Executive
Terrence Glomski	Executive
Martin Mulroe	Executive
N/A Prmf Associates Llc	Executive
Brad Tank	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

190 South Lasalle Street Suite 2400
Chicago, IL, 60603