Form D · Hedge Fund

TREE CAPITAL EQUITY FUND II, LTD.

New York, NY · CIK 0001527148

Offering snapshot reported Feb 4, 2014 · SEC filing

Reported sold: $36.5M
Investors reported: 5
Minimum accepted: $500K
First sale: Aug 1, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$4,750,000 → $36,500,000
Reported investors2 → 5

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 4, 2014	Amendment	$36,500,000	$31,750,000vs Feb 14, 2013	5	SEC filing
Feb 14, 2013	Amendment	$4,750,000	$3,750,000vs Apr 19, 2012	2	SEC filing
Apr 19, 2012	Amendment	$1,000,000	$0vs Aug 9, 2011	1	SEC filing
Aug 9, 2011	Initial	$1,000,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-164113

Source: Form D, filed Feb 4, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TREE CAPITAL EQUITY FUND II,LTD

Investment adviser: TREE CAPITAL, LLC

Gross asset value: $41.7M
Beneficial owners: 7
ADV minimum commitment: $500K

Reported in Form ADV on Sep 30, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator KAUFMAN ROSSIN FUND SERVICES, LLC MIAMI, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG GRAND CAYMAN, Cayman Islands

Custodian JPMORGAN CHASE BANK, NA NEW YORK, New York, United States Related to adviser: No

Marketer GORDIAN INVESTMENTS, LLC SAN FRANCISCO, California, United States Related to adviser: No

Marketer MAA - MENTOR ALTERNATIVE ADVISORS LLC GREENWICH, Connecticut, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GORDIAN INVESTMENTS, LLC
CRD 158611 · SEC 8-68911

MAA - MENTOR ALTERNATIVE ADVISORS LLC
CRD 154411 · SEC 8-68634

Filing source

Form ADV 845593 · Sep 30, 2014 · Schedule D 7.B.(1), fund 805-6109003675

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Tree Capital Equity Fund I, Ltd.	Feb 4, 2014	$10,229,482	7
Tree Capital Equity Fund I, LP	Feb 4, 2014	$28,163,594	29
TREE CAPITAL EQUITY FUND II, LTD. (this fund)	Feb 4, 2014	$36,500,000	5

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Luiz Carvalho	Director, Executive
Mario Epelbaum	Executive
Robert Munro	Director, Executive
Don Seymour	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Tree Capital, Llc 126 East 56th Street, 9th Floor
New York, NY, 10022