Investment adviser · CRD 160227

TREE CAPITAL, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Sep 30, 2014

Regulatory AUM: $187M
Client accounts: 7
Employees: 9
Advisory professionals: 7

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

TREE CAPITAL MASTER FUND II, LTDHedge Fund · Last reported Sep 30, 2014$81.6MGross asset value

Feeder funds

Fund administrator KAUFMAN ROSSIN FUND SERVICES, LLC MIAMI, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG GRAND CAYMAN, Cayman Islands

Custodian BANCO BTG PACTUAL S.A. GEORGE TOWN, Cayman Islands Related to adviser: No

Custodian BANK OF AMERICA, N.A CHARLOTTE, North Carolina, United States Related to adviser: No

Custodian CITIBANK N.A. NEW YORK, New York, United States Related to adviser: No

Custodian DEUTSCHE BANK AG LONDON, United Kingdom Related to adviser: No

Custodian JP MORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States

Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MORGAN STANLEY & CO. LLC
SEC 8-15869

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-8060684767
Reported beneficial owners: 22
Minimum commitment: $500K

Form ADV 845593 · Sep 30, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TREE CAPITAL MASTER FUND, LTDHedge Fund · Last reported Sep 30, 2014$15.8MGross asset value

Feeder funds

Fund administrator KAUFMAN ROSSIN FUND SERVICES, LLC MIAMI, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG GRAND CAYMAN, Cayman Islands

Custodian BANCO BTG PACTUAL S.A. GEORGETOWN, Cayman Islands Related to adviser: No