Form D · Hedge Fund

Tree Capital Equity Fund I, LP

New York, NY · CIK 0001463722

Offering snapshot reported Feb 4, 2014 · SEC filing

Reported sold
$28.2M
Indefinite offering
Investors reported
29
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
May 5, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$14.1M$28.2MMay 7, 2009May 4, 2010: $4,088,594.00Apr 20, 2011: $21,338,594.00Jun 16, 2011: $22,713,594.00Apr 19, 2012: $25,913,594.00Feb 14, 2013: $27,613,594.00Feb 4, 2014: $28,163,594.00Feb 4, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$27,613,594 → $28,163,594

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 4, 2014Amendment$28,163,594$550,000vs Feb 14, 201329SEC filing
Feb 14, 2013Amendment$27,613,594$1,700,000vs Apr 19, 201229SEC filing
Apr 19, 2012Amendment$25,913,594$3,200,000vs Jun 16, 201128SEC filing
Jun 16, 2011Amendment$22,713,594$1,375,000vs Apr 20, 201127SEC filing
Apr 20, 2011Amendment$21,338,594$17,250,000vs May 4, 201026SEC filing
May 4, 2010Amendment$4,088,594No comparison16SEC filing
May 7, 2009InitialYet to sellNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-130762
The entities listed in Item 12 are paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the General Partner (or its affiliate) from the assets under management.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
N/ANoneGORDIAN INVESTMENT SOLUTIONS, LLC · CRD 158611

Source: Form D, filed Feb 4, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TREE CAPITAL EQUITY FUND I,LP

Investment adviser: TREE CAPITAL, LLC

Gross asset value
$10.3M
Beneficial owners
15
ADV minimum commitment
$250K

Reported in Form ADV on Sep 30, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator KAUFMAN ROSSIN FUND SERVICES, LLC MIAMI, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GRAND CAYMAN, Cayman Islands
Custodian JPMORGAN CHASE BANK, NA NEW YORK, New York, United States Related to adviser: No
Marketer GORDIAN INVESTMENTS, LLC SAN FRANCISCO, California, United States Related to adviser: No
Marketer MAA - MENTOR ALTERNATIVE ADVISORS LLC GREENWICH, Connecticut, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GORDIAN INVESTMENTS, LLC
CRD 158611 · SEC 8-68911

MAA - MENTOR ALTERNATIVE ADVISORS LLC
CRD 154411 · SEC 8-68634

Filing source

Form ADV 845593 · Sep 30, 2014 · Schedule D 7.B.(1), fund 805-4811862844

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Luiz Carvalho Executive
Mario Epelbaum Executive
Robert Munro Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
126 East 56 Th Street 9 Th Floor
New York, NY, 10022