Form D · Private Equity Fund
SPRING LAKE EQUITY PARTNERS II LLC
Boston, MA · CIK 0001689814
Offering snapshot reported Nov 6, 2018 · SEC filing
- Reported sold
- $49.2M Offering amount: $212M
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 22, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 6, 2018 | Initial | $49,150,000 | No comparison | 6 | SEC filing |
| Nov 14, 2016 | Initial | $38,071,482 | No comparison | 19 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0
- Form D file number
- 021-325205
Limited Liability Company Interests
The Placement Agent will be paid based on the dollar value of the investments by certain investors. Such payment cannot be estimated at this time.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| None | None | Hamilton Miller Investments, LLC · CRD 41896 |
Source: Form D, filed Nov 6, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert P. Forlenza | Executive, Promoter |
| Carmen J. Scarpa, Jr | Executive, Promoter |
| Carmen J. Scarpa, Jr. | Executive, Promoter |
| N/A Spring Lake Equity Gp Llc | Executive, Promoter |
| N/A Spring Lake Equity Ii Gp Llc | Executive, Promoter |
| N/A Spring Lake Equity Management Llc | Executive, Promoter |
| N/A West River Equity Partners, Llc | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
C/O Spring Lake Equity Management Llc 125 High Street, Suite 2211
Boston, MA, 02110
Boston, MA, 02110