Form D · Private Equity Fund

Spring Lake Equity Partners LLC

Boston, MA · CIK 0001581381

Offering snapshot reported Nov 12, 2013 · SEC filing

Reported sold
$122M
Offering amount: $250M
Investors reported
28
Form D · investor count
Minimum accepted
$2M
Reported outside-investor minimum
First sale
Jul 3, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$61.1M$122MJul 12, 2013: $100,000,000.00Jul 12, 2013Nov 5, 2013: $122,250,000.00Nov 12, 2013: $122,250,000.00Nov 12, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 12, 2013Amendment$122,250,000$0vs Nov 5, 201328SEC filing
Nov 5, 2013Amendment$122,250,000$22,250,000vs Jul 12, 201328SEC filing
Jul 12, 2013Initial$100,000,000No comparison6SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-199558
Minimum Investment in Item 11 may be reduced at the discretion of the Managing Member. The amount sold and the numbers of investors on this Form D does not take redemptions and/or withdrawals into consideration.
Offering of Limited Liability Company Interests.

Source: Form D, filed Nov 12, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SPRING LAKE EQUITY PARTNERS LLC

Investment adviser: SPRING LAKE EQUITY GP LLC

Gross asset value
$43.2M
Beneficial owners
37
ADV minimum commitment
$100K

Reported in Form ADV on Aug 20, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STANDISH MANAGEMENT BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US LLP BOSTON, Massachusetts, United States
Custodian MORGAN STANLEY & CO. LLC BOSTON, Massachusetts, United States Related to adviser: No
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 49

MORGAN STANLEY & CO. LLC
SEC 8-15869

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35

Filing source

Form ADV 2127033 · Aug 20, 2026 · Schedule D 7.B.(1), fund 805-5747010983

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert P. Forlenza Executive, Promoter
Carmen J. Scarpa Executive, Promoter
N/A N/A Spring Lake Equity Gp Llc Executive, Promoter
N/A N/A Spring Lake Equity Management Llc Executive, Promoter
N/A N/A West River Equity Partners, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
50 Rowes Wharf 5 Th Floor
Boston, MA, 02110