Form D · Private Equity Fund
Spring Lake Equity Partners III LLC
Boston, MA · CIK 0001900791
Offering snapshot reported Jan 10, 2022 · SEC filing
- Reported sold
- Yet to sell Offering amount: $0
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 10, 2022 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0
- Form D file number
- 021-428572
Limited Liability Company Interests
The persons named in Item 12 will be paid based on the dollar value of the investments by certain investors. Such payment cannot be estimated at this time.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| None | None | Harpeth Securities LLC · CRD 109821 |
Source: Form D, filed Jan 10, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
SPRING LAKE EQUITY PARTNERS III LLC
Investment adviser: SPRING LAKE EQUITY GP LLC
- Gross asset value
- $33.2M
- Beneficial owners
- 15
- ADV minimum commitment
- $250K
Reported in Form ADV on Aug 20, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RSM
PCAOB 49
SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35
Filing source
Form ADV 2127033 · Aug 20, 2026 · Schedule D 7.B.(1), fund 805-5251730326
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert P. Forlenza | Executive, Promoter |
| Carmen J. Scarpa, Jr. | Executive, Promoter |
| N/A Spring Lake Equity Iii Gp Llc | Executive, Promoter |
| N/A Spring Lake Equity Management Llc, | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Boston, MA, 02110