Form D · Other Investment Fund
Spell Capital Mezzanine Partners SBIC, LP
Minneapolis, MN · CIK 0001558415
Offering snapshot reported Sep 16, 2013 · SEC filing
- Reported sold
- $42M Offering amount: $50M
- Investors reported
- 97 Form D · investor count
- Minimum accepted
- $200K Reported outside-investor minimum
- First sale
- Aug 31, 2012 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$23,445,000 → $42,042,000
- Reported investors57 → 97
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 16, 2013 | Amendment | $42,042,000 | $18,597,000vs Sep 18, 2012 | 97 | SEC filing |
| Sep 18, 2012 | Initial | $23,445,000 | No comparison | 57 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-184272
Source: Form D, filed Sep 16, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
SPELL CAPITAL MEZZANINE PARTNERS SBIC, LP
Investment adviser: SPELL CAPITAL PARTNERS, LLC
- Gross asset value
- $16.8M
- Beneficial owners
- 97
- ADV minimum commitment
- $200K
Reported in Form ADV on Aug 5, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
RSM US LLP
PCAOB 49
Filing source
Form ADV 2124218 · Aug 5, 2026 · Schedule D 7.B.(1), fund 805-5525434436
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Stacy Lee Harmsen | Executive |
| Andrew Patrick Leonard | Executive |
| Mark Rex Mc Donald | Director, Executive |
| Andrea Rae Nelson | Director, Executive |
| James William Rikkers | Executive |
| William Harry Spell | Director, Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Minneapolis, MN, 55402